RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
- M••••• S•••••• wirehouse currentsince Aug 11, 2026 · Norwell, Ma
- F•••• P••••••• W•••••• L•• independent RIAFeb 22, 2024 to Jun 15, 2026 · Hngham, Ma
- M••••• S•••••• wirehouseJun 1, 2009 to Oct 10, 2012 · Boston, Ma
- M••••• S•••••• • C•• L•• unclassifiedNov 26, 2008 to Jun 1, 2009 · Boston, Ma
- F•••• P••••••• W•••••• L•• to M••••• S••••••left Jun 15, 2026, registered Aug 11, 2026 (57 days) · RIA to wirehouse
- M••••• S•••••• to F•••• P••••••• W•••••• L••left Oct 10, 2012, registered Feb 22, 2024 (4152 days) · Wirehouse to independent RIA
- M••••• S•••••• • C•• L•• to M••••• S••••••left Jun 1, 2009, registered Jun 1, 2009 (0 days) · corporate re-registration, not a move
- L•••• G• G•••••• left F•••• P••••••• W•••••• L•• for M••••• S•••••• (registered 2026-08-11)Jun 15, 2026 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 24derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address