RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
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- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliated currentsince Mar 20, 2025 · Boca Raton, Fl
- J••••• M••••••••• S•••• L•• BD affiliatedAug 27, 2007 to Mar 24, 2025 · Salem, Oh
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseJul 26, 2004 to Dec 14, 2004 · Pittsburgh, Pa
- J••••• M••••••••• S•••• L•• to R•••••• J•••• F•••••••• S••••••• A•••••••• I••left Mar 24, 2025, registered Mar 20, 2025 (-4 days) · Affiliated broker-dealer or bank to another · moved with a team
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to J••••• M••••••••• S•••• L••left Dec 14, 2004, registered Aug 27, 2007 (986 days) · Other
- C••••••••• J••• G••••••• left J••••• M••••••••• S•••• L•• for R•••••• J•••• F•••••••• S••••••• A•••••••• I•• (registered 2025-03-20)Mar 24, 2025 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 25derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address