RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
F•••• O• A••••••
- O••••••• A••••••• S••••••• L•• independent RIA currentsince Jan 8, 2021 · Woodstock, Ga
- O••••••• A••••••• S••••••• L•• independent RIAJun 13, 2019 to Dec 31, 2020 · Woodstock, Ga
- B••• D••• W••••• M••••••••• formerAug 12, 2016 to Jun 28, 2019 · Roswell, Ga
- M•• F•••••••• S•••••••• I••• BD affiliatedMay 31, 2011 to Jan 18, 2013 · Alexandria, La
- D••••• C•••••• A••••••• unclassifiedSep 25, 2009 to Mar 31, 2011 · Alexandria, La
- O••• W••••• A•••••••• I••• formerSep 22, 2005 to Mar 28, 2008 · Dallas, Tx
- E•••••••• A•••••••• L•• national BDFeb 6, 2001 to Jul 21, 2003 · Alexandria, La
- B••• D••• W••••• M••••••••• to O••••••• A••••••• S••••••• L••left Jun 28, 2019, registered Jun 13, 2019 (-15 days) · Other · moved with a team
- M•• F•••••••• S•••••••• I••• to B••• D••• W••••• M•••••••••left Jan 18, 2013, registered Aug 12, 2016 (1302 days) · Other
- D••••• C•••••• A••••••• to M•• F•••••••• S•••••••• I•••left Mar 31, 2011, registered May 31, 2011 (61 days) · Other
- O••• W••••• A•••••••• I••• to D••••• C•••••• A•••••••left Mar 28, 2008, registered Sep 25, 2009 (546 days) · Other
- E•••••••• A•••••••• L•• to O••• W••••• A•••••••• I•••left Jul 21, 2003, registered Sep 22, 2005 (794 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 26derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address