DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

C••••••••• M••••• S•••

W••••••••• I••••••••• M••••••••• L••independent RIAOmaha, Ne IA-onlyIAPD 4244023

Chartered Financial Analyst

Feed of 09/15/2026

At current firm

1 y

since Oct 15, 2024

In the industry

25 y

since Jan 2, 2001 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Professional profile

what the firm itself publishes, with the page it was read from

Title: Chief Investment Officerreportedwealthplangroup.comfirm site, Sep 15, 2026
Designations: CFAreportedwealthplangroup.comas printed on the bio page, Sep 16, 2026
Professional profile: wealthplangroup.com/team/chris-sheareportedwealthplangroup.comfirm site, Sep 15, 2026

Only business contact points the firm published under its own name are shown; nothing is inferred, and personal accounts are never read. What the bio page says is printed as the firm printed it, with the sentence it came from; years are the firm’s claim, not a count of registrations.

Registration history

IAPD current and previous registrations

W••••••••• I••••••••• M••••••••• L•• independent RIA current
since Oct 15, 2024 · Old Greenwich, Ct
W••••••••• former
Jun 10, 2019 to Jun 7, 2024 · Greenwich, Ct
C••••••••• M••••••••• L•• former
Jan 13, 2017 to Dec 31, 2018 · Westport, Ct
C••••••••• M••••••••• L•• former
Sep 5, 2014 to Dec 31, 2016 · Westport, Ct
U••• F•••••••• A••••••• former
Jan 12, 2012 to Aug 19, 2014 · Wilmington, De
U••• F•••••••• A••••••• former
May 3, 2001 to Oct 26, 2007 · Braintree, Ma

Moves

a registration end followed by a registration begin elsewhere

W••••••••• to W••••••••• I••••••••• M••••••••• L••
left Jun 7, 2024, registered Oct 15, 2024 (130 days) · RIA to RIA
C••••••••• M••••••••• L•• to W•••••••••
left Dec 31, 2018, registered Jun 10, 2019 (161 days) · Other
U••• F•••••••• A••••••• to C••••••••• M••••••••• L••
left Aug 19, 2014, registered Sep 5, 2014 (17 days) · Other

Signals

C••••••••• M••••• S••• left Wealthsource? for W••••••••• I••••••••• M••••••••• L•• (registered 2024-10-15)
Jun 7, 2024 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 25derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address