J•••• A•••••• P••••••

• W•••• F•••• A••••••• wirehouse current
  since Jan 24, 2024 · Charleston, Wv
• J••• M••••• S••••••••• L•• wirehouse
  Oct 1, 2012 to Jan 25, 2024 · Charleston, Wv
• C•••• I••••••••• S••••••• C•••• former
  Jul 6, 2005 to Oct 1, 2012 · Charleston, Wv
• B••• O•• S••••••••• C••••••••• unclassified
  Jan 15, 2004 to Jul 6, 2005 · Charleston, Wv
• E•••••••• A•••••••• L•• national BD
  Aug 18, 2003 to Oct 21, 2003 · Charleston, Wv

• J••• M••••• S••••••••• L•• to W•••• F•••• A•••••••
  left Jan 25, 2024, registered Jan 24, 2024 (-1 days) · Wirehouse to wirehouse · moved with a team
• C•••• I••••••••• S••••••• C•••• to J••• M••••• S••••••••• L••
  left Oct 1, 2012, registered Oct 1, 2012 (0 days) · corporate re-registration, not a move
• B••• O•• S••••••••• C••••••••• to C•••• I••••••••• S••••••• C••••
  left Jul 6, 2005, registered Jul 6, 2005 (0 days) · corporate re-registration, not a move
• E•••••••• A•••••••• L•• to B••• O•• S••••••••• C•••••••••
  left Oct 21, 2003, registered Jan 15, 2004 (86 days) · Other

• ••• Locked
  Jan 25, 2024 · Advisor changed firm · fact

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Wirehousederived

Years in industry

23derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address