RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
P•••••• N••••• A•••••••
- C••••••• P••••••• independent RIA currentsince Feb 4, 2019 · Overland Park, Ks
- G•••• W••••• M••••••••• L•• formerNov 3, 2014 to Aug 29, 2017 · San Diego, Ca
- F••••• I••••••••• independent RIAOct 13, 2006 to Aug 20, 2014 · Plano, Tx
- C••••••• I••••••••• S••••••• unclassifiedNov 22, 2005 to Aug 31, 2006 · Los Angeles, Ca
- W•••• F•••• I••••••••• L•• unclassifiedNov 14, 2005 to Nov 23, 2005 · Beverly Hills, Ca
- C••••••• I••••••••• S••••••• unclassifiedOct 14, 2004 to Nov 18, 2005 · Los Angeles, Ca
- M••••• S•••••• D• I••• unclassifiedOct 13, 2003 to Oct 18, 2004 · Beverly Hls, Ca
- G•••• W••••• M••••••••• L•• to C••••••• P•••••••left Aug 29, 2017, registered Feb 4, 2019 (524 days) · Other · moved with a team
- F••••• I••••••••• to G•••• W••••• M••••••••• L••left Aug 20, 2014, registered Nov 3, 2014 (75 days) · Other
- C••••••• I••••••••• S••••••• to F••••• I•••••••••left Aug 31, 2006, registered Oct 13, 2006 (43 days) · Other
- W•••• F•••• I••••••••• L•• to C••••••• I••••••••• S•••••••left Nov 23, 2005, registered Nov 22, 2005 (-1 days) · Other
- C••••••• I••••••••• S••••••• to W•••• F•••• I••••••••• L••left Nov 18, 2005, registered Nov 14, 2005 (-4 days) · Other
- M••••• S•••••• D• I••• to C••••••• I••••••••• S•••••••left Oct 18, 2004, registered Oct 14, 2004 (-4 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 22derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address