DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Marc Stephen Becker
Feed of 09/14/2026
At current firm
1 y
since Jun 13, 2025
In the industry
25 y
since Nov 28, 2000 (earliest exam, job or registration)
Prior registered firms
5
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- Discipline Wealth Solutions, Inc. independent RIA currentsince Jun 13, 2025 · Durham, Nc
- Efficient Advisors formerApr 27, 2015 to Sep 2, 2025 · Durham, Nc
- Wiser Financial Coaching, LLC unclassifiedMay 21, 2014 to Aug 11, 2021 · Durham, Nc
- Triad Advisors, LLC formerMar 15, 2006 to Apr 23, 2007 · Durham, Nc
- Osaic Fs, Inc. formerJun 25, 2003 to Apr 12, 2006 · Durham, Nc
- Aura Financial Services, Inc. unclassifiedJun 4, 2002 to Apr 8, 2003 · Birmingham, Al
Moves
a registration end followed by a registration begin elsewhere
- Efficient Advisors to Discipline Wealth Solutions, Inc.left Sep 2, 2025, registered Jun 13, 2025 (-81 days) · RIA to RIA
- Wiser Financial Coaching, LLC to Efficient Advisorsleft Aug 11, 2021, registered Apr 27, 2015 (-2298 days) · Other · moved with a team
- Triad Advisors, LLC to Wiser Financial Coaching, LLCleft Apr 23, 2007, registered May 21, 2014 (2585 days) · Other
- Osaic Fs, Inc. to Triad Advisors, LLCleft Apr 12, 2006, registered Mar 15, 2006 (-28 days) · Other
- Aura Financial Services, Inc. to Osaic Fs, Inc.left Apr 8, 2003, registered Jun 25, 2003 (78 days) · Other
Signals
- Marc Stephen Becker left Efficient Advisors for Discipline Wealth Solutions, Inc. (registered 2025-06-13)Sep 2, 2025 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 25derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address