DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
John Matthew Mcmillen
Certified Financial Planner · Chartered Financial Analyst
Feed of 09/15/2026
At current firm
3 y
since Mar 30, 2023
In the industry
25 y
since Oct 20, 2000 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- Savant Wealth Management independent RIA currentsince Mar 30, 2023 · Rockford, Il
- Focus Advisor Solutions, LLC independent RIAMar 18, 2011 to Oct 8, 2014 · Atlanta, Ga
- Capital Directions LLC formerMar 24, 2005 to Apr 25, 2023 · Atlanta, Ga
- Wells Fargo Advisors wirehouseJan 5, 2005 to Apr 7, 2005 · Decatur, Ga
- Charles Schwab & Co., Inc. national BDFeb 3, 2003 to Apr 2, 2004 · Englewood, Co
Moves
a registration end followed by a registration begin elsewhere
- Capital Directions LLC to Focus Advisor Solutions, LLCleft Apr 25, 2023, registered Mar 18, 2011 (-4421 days) · Other · moved with a team
- Focus Advisor Solutions, LLC to Savant Wealth Managementleft Oct 8, 2014, registered Mar 30, 2023 (3095 days) · Other
- Wells Fargo Advisors to Capital Directions LLCleft Apr 7, 2005, registered Mar 24, 2005 (-14 days) · Other
- Charles Schwab & Co., Inc. to Wells Fargo Advisorsleft Apr 2, 2004, registered Jan 5, 2005 (278 days) · Affiliated broker-dealer or bank to wirehouse
Signals
- John Matthew Mcmillen left Capital Directions Llc for Focus Advisor Solutions, Llc (registered 2011-03-18)Apr 25, 2023 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 25derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address