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RIA Intelligence
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Registered advisor
J•••• C••• K•••
Certified Financial Planner
Feed of 09/14/2026
Also filed as J•••• C••• K•••
At current firm
0 y
since Oct 17, 2025
In the industry
24 y
since Jul 1, 2002 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66, S63
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- •••••••• independent RIA currentsince Oct 17, 2025 · Clayton, Mo
- W•••• F•••• A••••••• wirehouseJan 25, 2018 to Oct 22, 2025 · Clayton, Mo
- N••••••••• M••••• I••••••••• S••••••••• no RAUMMay 29, 2015 to Oct 19, 2016 · Saint Louis, Mo
- T• A••••••••• I••••••••• M••••••••• L•• formerOct 10, 2011 to Jan 21, 2014 · St Louis, Mo
- T• A••••••••• I••• formerOct 10, 2011 to Jan 21, 2014 · St Louis, Mo
Moves
a registration end followed by a registration begin elsewhere
- W•••• F•••• A••••••• to ••••••••left Oct 22, 2025, registered Oct 17, 2025 (-5 days) · Wirehouse to independent RIA · moved with a team
- N••••••••• M••••• I••••••••• S••••••••• to W•••• F•••• A•••••••left Oct 19, 2016, registered Jan 25, 2018 (463 days) · Other
- T• A••••••••• I••••••••• M••••••••• L•• to T• A••••••••• I•••left Jan 21, 2014, registered Oct 10, 2011 (-834 days) · Other
- T• A••••••••• I••• to T• A••••••••• I••••••••• M••••••••• L••left Jan 21, 2014, registered Oct 10, 2011 (-834 days) · channel change inside one enterprise, not a move
Signals
- J•••• C••• K••• left W•••• F•••• A••••••• for &Partners (registered 2025-10-17)Oct 22, 2025 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 24derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address