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Registered advisor
E••• P•••••••
Certified Financial Planner
Feed of 09/16/2026
Also filed as E••• Kent P•••••••
At current firm
2 y
since Nov 13, 2023
In the industry
25 y
since Oct 25, 2000 (earliest exam, job or registration)
Prior registered firms
5
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
2
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
3
dated events on this person
Registration history
IAPD current and previous registrations
- L•• F•••••••• L•• BD affiliated currentsince Sep 15, 2026 · San Diego, Ca
- C•••••• S••••• • C••• I••• national BD currentsince Nov 13, 2023 · Spokane, Wa
- H•••••••• A•••••••• L•• BD affiliatedAug 13, 2019 to Oct 20, 2023 · Sumner, Wa
- U•• F•••••••• S••••••• I••• wirehouseJul 19, 2017 to Aug 19, 2019 · Bellevue, Wa
- U•• F•••••••• S••••••• I••• wirehouseJun 5, 2012 to Dec 9, 2013 · Salt Lake City, Ut
- S•••••••• A••••••• L•• national BDAug 1, 2005 to Jun 5, 2012 · Salt Lake City, Ut
- A••••••••• F•••••••• S•••••••• L•• national BDNov 13, 2003 to Dec 11, 2003 · Midvale, Ut
Moves
a registration end followed by a registration begin elsewhere
- H•••••••• A•••••••• L•• to C•••••• S••••• • C••• I•••left Oct 20, 2023, registered Nov 13, 2023 (24 days) · Affiliated broker-dealer or bank to another
- U•• F•••••••• S••••••• I••• to H•••••••• A•••••••• L••left Aug 19, 2019, registered Aug 13, 2019 (-6 days) · Wirehouse to affiliated broker-dealer or bank
- S•••••••• A••••••• L•• to U•• F•••••••• S••••••• I•••left Jun 5, 2012, registered Jun 5, 2012 (0 days) · Affiliated broker-dealer or bank to wirehouse
- A••••••••• F•••••••• S•••••••• L•• to S•••••••• A••••••• L••left Dec 11, 2003, registered Aug 1, 2005 (599 days) · Affiliated broker-dealer or bank to another
Signals
- E••• P••••••• added a CA registration at L•• F•••••••• L••Sep 15, 2026 · New state registration · fact
- E••• P••••••• added a WA registration at L•• F•••••••• L••Sep 15, 2026 · New state registration · fact
- E••• P••••••• left H•••••••• A•••••••• L•• for C•••••• S••••• • C••• I••• (registered 2023-11-13)Oct 20, 2023 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 25derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address