RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
P•••• M•••••• S••••
- B••••• P••••• A•••••••• L•• independent RIA currentsince Mar 5, 2026 · Newport Beach, Ca
- B•••••••• F••• A••••••• asset managerDec 21, 2010 to Dec 13, 2011 · San Francisco, Ca
- C••••• S••••• S••••••••• •••• L•• formerSep 23, 2008 to Dec 22, 2010 · San Francisco, Ca
- L••••• B••••••• I••• unclassifiedFeb 14, 2008 to Oct 7, 2008 · San Francisco, Ca
- B•••••••• F••• A••••••• to B••••• P••••• A•••••••• L••left Dec 13, 2011, registered Mar 5, 2026 (5196 days) · Other
- C••••• S••••• S••••••••• •••• L•• to B•••••••• F••• A•••••••left Dec 22, 2010, registered Dec 21, 2010 (-1 days) · Other
- L••••• B••••••• I••• to C••••• S••••• S••••••••• •••• L••left Oct 7, 2008, registered Sep 23, 2008 (-14 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 25derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address