L•• G••••• S•••••••

• J••••• M••••••••• S•••• L•• BD affiliated current
  since Oct 24, 2018 · Washington, Dc
• W•••• F•••• A••••••• wirehouse
  Jul 22, 2008 to Oct 17, 2018 · Columbia, Md
• U•••• F•••••••• S••••••• G••••• I••• unclassified
  Sep 23, 2004 to Jul 1, 2008 · Greencastle, Pa
• M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse
  Aug 17, 2004 to Sep 22, 2004 · Woodland Hills, Ca

• W•••• F•••• A••••••• to J••••• M••••••••• S•••• L••
  left Oct 17, 2018, registered Oct 24, 2018 (7 days) · Wirehouse to affiliated broker-dealer or bank · moved with a team
• U•••• F•••••••• S••••••• G••••• I••• to W•••• F•••• A•••••••
  left Jul 1, 2008, registered Jul 22, 2008 (21 days) · Other
• M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to U•••• F•••••••• S••••••• G••••• I•••
  left Sep 22, 2004, registered Sep 23, 2004 (1 days) · Other

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Broker-dealer affiliated wealth managerderived

Years in industry

22derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address