RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
M••••• W•••••• M•••••
- W•• A••••••••• L•• state registered currentsince Sep 17, 2020 · Dallas, Tx
- P•••••• A•••••••• I••• independent RIA currentsince Mar 22, 2012 · Dallas, Tx
- W•• A••••••••• L•• state registeredDec 2, 2016 to Jan 8, 2020 · Dallas, Tx
- S•••••••• W••••• P••••••• independent RIAJan 8, 2009 to Mar 19, 2012 · Richardson, Tx
- V••• F•••••••• A•••••••• I••• BD affiliatedMay 9, 2008 to Dec 31, 2008 · Dallas, Tx
- E•••• S••••••••• L•• BD affiliatedJun 8, 2007 to May 7, 2008 · Dallas, Tx
- S•••••••• W••••• P••••••• to P•••••• A•••••••• I•••left Mar 19, 2012, registered Mar 22, 2012 (3 days) · Other
- V••• F•••••••• A•••••••• I••• to S•••••••• W••••• P•••••••left Dec 31, 2008, registered Jan 8, 2009 (8 days) · Other
- E•••• S••••••••• L•• to V••• F•••••••• A•••••••• I•••left May 7, 2008, registered May 9, 2008 (2 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 22derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address