DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Feed of 09/15/2026
Also filed as Mark Ryan O'Neil
At current firm
0 y
since Nov 21, 2025
In the industry
25 y
since Jan 15, 2001 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
2
dated events on this person
Registration history
IAPD current and previous registrations
- Advisory Alpha, LLC independent RIA currentsince Nov 21, 2025 · Holland, Mi
- First Advisors National, LLC independent RIAAug 12, 2022 to May 21, 2025 · Northville, Mi
- Cetera Advisors LLC formerSep 7, 2006 to Aug 15, 2022 · Greenwood Village, Co
Moves
a registration end followed by a registration begin elsewhere
- First Advisors National, LLC to Advisory Alpha, LLCleft May 21, 2025, registered Nov 21, 2025 (184 days) · RIA to RIA
- Cetera Advisors LLC to First Advisors National, LLCleft Aug 15, 2022, registered Aug 12, 2022 (-3 days) · Affiliated broker-dealer or bank to independent RIA · moved with a team
Signals
- Mark Ryan Oneil left First Advisors National, Llc for Advisory Alpha, Llc (registered 2025-11-21)May 21, 2025 · Advisor changed firm · fact
- Mark Ryan Oneil left Cetera Advisors Llc for First Advisors National, Llc (registered 2022-08-12)Aug 15, 2022 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 25derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address