RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J•••••• A•• G•••••
- L•• F•••••••• L•• BD affiliated currentsince May 4, 2026 · Charlotte, Nc
- W•••• F•••• A••••••• wirehouseJul 14, 2008 to May 5, 2026 · Charlotte, Nc
- P••••••••• B•••••••• S•••••••• I••• independent RIAOct 8, 2007 to Jul 8, 2008 · Charlotte, Nc
- T• A••••••••• I••• formerOct 7, 2005 to Nov 9, 2005 · Charlotte, Nc
- B••• O• A•••••• I••••••••• S•••••••• I••• unclassifiedOct 20, 2004 to Apr 25, 2005 · Charlotte, Nc
- Q•••• • R•••••• I••• unclassifiedAug 27, 2004 to Oct 20, 2004 · Charlotte, Nc
- W•••• F•••• A••••••• to L•• F•••••••• L••left May 5, 2026, registered May 4, 2026 (-1 days) · Wirehouse to affiliated broker-dealer or bank
- P••••••••• B•••••••• S•••••••• I••• to W•••• F•••• A•••••••left Jul 8, 2008, registered Jul 14, 2008 (6 days) · Other
- T• A••••••••• I••• to P••••••••• B•••••••• S•••••••• I•••left Nov 9, 2005, registered Oct 8, 2007 (698 days) · Other
- B••• O• A•••••• I••••••••• S•••••••• I••• to T• A••••••••• I•••left Apr 25, 2005, registered Oct 7, 2005 (165 days) · Other
- Q•••• • R•••••• I••• to B••• O• A•••••• I••••••••• S•••••••• I•••left Oct 20, 2004, registered Oct 20, 2004 (0 days) · corporate re-registration, not a move
- J•••••• A•• G••••• left W•••• F•••• A••••••• for L•• F•••••••• L•• (registered 2026-05-04)May 5, 2026 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 25derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address