RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Carl Scott Trent
- Designations
- RICP, CLU, CPFAreportedgoldenreserve.comas printed on the bio page, Sep 16, 2026
- Professional profile
- goldenreserve.com/about/scott-trentreportedgoldenreserve.comfirm site, Sep 15, 2026
Only business contact points the firm published under its own name are shown; nothing is inferred, and personal accounts are never read. What the bio page says is printed as the firm printed it, with the sentence it came from; years are the firm’s claim, not a count of registrations.
- Golden Reserve Retirement, LLC independent RIA currentsince Jul 17, 2026 · Cincinnati, Oh
- MML Investors Services, LLC BD affiliatedJun 1, 2022 to Jul 14, 2026 · Mount Orab, Oh
- W&S Brokerage Services, Inc. BD affiliatedOct 24, 2019 to May 25, 2022 · Loveland, Oh
- MML Investors Services, LLC BD affiliatedJul 26, 2018 to Oct 15, 2019 · Cincinnati, Oh
- Park Avenue Securities LLC BD affiliatedJul 5, 2016 to Jul 3, 2018 · Cincinnati, Oh
- Park Avenue Securities LLC BD affiliatedMay 9, 2013 to Feb 11, 2014 · Cincinnati, Oh
- MML Investors Services, LLC to Golden Reserve Retirement, LLCleft Jul 14, 2026, registered Jul 17, 2026 (3 days) · Affiliated broker-dealer or bank to independent RIA
- W&S Brokerage Services, Inc. to MML Investors Services, LLCleft May 25, 2022, registered Jun 1, 2022 (7 days) · Affiliated broker-dealer or bank to another
- MML Investors Services, LLC to W&S Brokerage Services, Inc.left Oct 15, 2019, registered Oct 24, 2019 (9 days) · Other
- Park Avenue Securities LLC to MML Investors Services, LLCleft Jul 3, 2018, registered Jul 26, 2018 (23 days) · Affiliated broker-dealer or bank to another
- Carl Scott Trent left Mml Investors Services, Llc for Golden Reserve Retirement, Llc (registered 2026-07-17)Jul 14, 2026 · Advisor changed firm · fact
- Carl Scott Trent left W&S Brokerage Services, Inc. for Mml Investors Services, Llc (registered 2022-06-01)May 25, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 13derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address