DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

SEC-registered adviser

Golden Reserve Retirement, LLC

Independent wealth managerDublin, OhioCRD 283588SEC 801-121383websiteIAPD
Latest filing Mar 10, 2026
First filing on the tape May 4, 2021 · 23 filings
SEC status approved since Jun 2, 2021
RAUM
$544M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
100%
$544M individuals and HNW
Advisors
29
registered through the firm on IAPD
RAUM per advisor
$18.8M
derived; firm RAUM over IAPD count
Employees
45
22 advisory (5.B.1)
Offices
45
beyond the principal office
Private funds
0
reported on Schedule D
History
23 filings and snapshots on the tape
RAUM$544M as of Mar 10, 2026
Mar 25, 2022$124M then
HNW client RAUM$104M as of Mar 10, 2026
Mar 25, 2022$20.6M then
State-registered IARs (5.B.3)22 as of Mar 10, 2026
Mar 25, 202210 then
Employees (5.A)45 as of Mar 10, 2026
Mar 25, 202213 then
Private funds: no history
RAUM +75% over the last fiscal year+71% a year over threeIARs 17 to 22offices 41 to 45
Practice profile
derived from the filing of Mar 10, 2026; every figure names its basis
Archetypes, each a printed rule
  • Mass-affluent RIA · private-client share at least 50 percent, non-HNW individuals at least 60 percent of private-client RAUM
  • Planning-led practice · financial planning activity (5.G.1), at least 100 financial planning clients (5.H), and hourly, fixed or subscription compensation (5.E)
RAUM per advisor
$18.1MderivedRAUM over IAPD advisors; not a book size
Clients per advisor
67derivedindividual and HNW clients (5.D) over advisors
Average HNW client
$1.4MderivedHNW RAUM over HNW clients
Average account
$271,059derivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
1.5derivedItem 5.A over advisors
Advisors per office
0.7derived46 offices incl. principal (1.F.5)
RAUM growth, one year
+75%derivedbetween the last two annual amendments
Advisor growth, one year
+29%derivedItem 5.B.3 between annual amendments
Client growth, one year
+45%derived
Compensation
fixed feesreportedItem 5.E
Advisory activities
financial planning, portfolio management for individuals, selection of other advisers, publications, educational seminarsreportedItem 5.G
Financial planning clients
2,000reportedItem 5.H
Custody
$120M, 597 clientsreportedItem 9.A
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
  • compensates persons for client referrals (8.G.1)
  • compensates non-employees for client referrals (8.G.2)
  • has custody of client cash or bank accounts (9.A.1.a)
  • has custody of client securities (9.A.1.b)
  • marketing includes testimonials (5.L.1.c)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • Individuals$440M81%
  • High-net-worth individuals$104M19%
Individual clients
1,933reported
HNW clients
75reported
Pension plan clients
0reported
Charitable clients
0reported
Accounts
2,008reported
Financial planning clients
2,000reported
Wrap fee programs
noreported
Custody of client assets
$120M for 597 clientsreported
Compensation
fixedreported
Class basis
private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
30 on IAPD today, longest tenure first
NameBranchHere sinceIn industryPrior firms
Todd Dee WhiteDublin, Oh Feb 12, 201810 y0
Matthew Richard SchaeferDublin, Oh Sep 29, 202012 y0
Phillip HuffDublin, Oh Mar 3, 202210 y3
John Robert ForloineCertified Financial PlannerGahanna, Oh Nov 19, 202215 y5
Anna ChristineDublin, Oh Apr 13, 202312 y0
Timothy Holland StallingsDublin, Oh May 18, 202316 y0
Justin Kodish DilbeckDublin, Oh Jun 27, 202311 y3
Tyler A StrauerMaumee, Oh Jul 27, 202310 y2
Larry E MyersDublin, Oh Jul 27, 202310 y1
Edward Joseph WrightCertified Financial PlannerDayton, Oh Aug 17, 202315 y2
Matthew C BarnesGahanna, Oh Mar 21, 202415 y1
Dustin KnoedlerDayton, Oh Jul 31, 202413 y2
Benjamin M HoutCertified Financial PlannerCincinnati, Oh Oct 22, 202416 y4
Clayton Michael KreuzMaumee, Oh Oct 24, 202412 y0
Anthony Michael ZrinyiKnoxville, Tn Jan 14, 202512 y0
Joel Lee NorthamDublin, Oh Mar 12, 202510 y1
John GlanderDublin, Oh Apr 21, 202515 y5
Paul Jason BrewerDublin, Oh Sep 10, 202526 y6
Christian Carson CareyDublin, OhNov 24, 202510 y2
Joshua Christian ColwillCertified Financial PlannerDublin, Oh Feb 3, 202613 y0
Joseph Christopher SatiraCertified Financial Planner, Chartered Financial ConsultantDublin, Oh Feb 12, 202611 y1
Robert Russell ShampineDublin, Oh Apr 8, 202623 y10
Joseph R. MaulDublin, Oh Apr 27, 202615 y6
Alexis Domanique MitchellDayton, Oh Apr 30, 202611 y1
Craig RobinetteDublin, OhJun 18, 202621 y6
Cole Patrick KirchnerDublin, OhJun 22, 202610 y0
Carl Scott TrentCincinnati, OhJul 17, 202613 y5
Heather M TrbovichTroy, MiAug 5, 202613 y2
Tyler Richard WyssCarmel, InAug 12, 202613 y1
Jeremy Guy HudsonDublin, Oh Sep 14, 202614 y1
Advisor movement
4 left, 10 joined in 12 months
net +6 in 12 months2 left in 90 days4 joined in 90 daysdeparture rate 14% of current headcount8 left over 36 months
Left, latest
Joined, latest
Every departureEvery arrival
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
  • J. Gregory Aler · Silent Ownercontrol
    since 06/2016 · owns 50% to 75%
  • Fatina Solomon · Chief Compliance Officercontrol
    since 08/2022 · owns less than 5%
  • Joseph Justin Spring · Silent Partner
    since 01/2021 · owns 5% to 10%
Related persons
Schedule D 7.A
  • Alerstallings, LLC
    n
  • Golden Reserve Tax, LLC
    insurancen
  • Golden Reserve, LLC
    real estaten
Office movement
IAPD branch city; joins and departures in 12 months
OfficeAdvisorsJoinedLeftTeams outForming
Dublin, Oh · principal2792
Dayton, Oh310
Maumee, Oh300
Independence, Oh300
Knoxville, Tn300
Troy, Mi320
Carmel, In210
Gahanna, Oh200
Cincinnati, Oh210
Akron, Oh000
Pittsburgh, Pa001
Novi, Mi001
Offices
Schedule D 1.F, the 25 largest
  • Akron, OH3 employees
  • Gahanna, OH3 employees
  • Independence, OH3 employees
  • Lima, OH3 employees
  • Maumee, OH2 employees
  • Delaware, OH2 employees
  • Findlay, OH1 employees
  • Pepper Pike, OH1 employees
  • Tipp City, OH1 employees
  • Lancaster, OH1 employees
  • Westlake, OH1 employees
  • Newark, OH1 employees
  • Bellefontaine, OH1 employees
  • Canton, OH1 employees
  • Dayton, OH1 employees
  • Dublin, OH1 employees
ADV anomalies
3 against comparable advisers; where to look, not conclusions
  • high office count relative to headcountStatic outlier · filing Mar 10, 2026
    offices per registered advisor of 1.5 against a peer median of 0.5 (358 comparable advisers, 99.0th percentile, 4.2 robust deviations)
    peers: independent wealth managers, $500M to $1B (358) · 99% percentile
  • business activity changedChange between filings · filing Mar 10, 2026
    selection of other advisers (Item 5.G.7): no on the filing of 2026-01-23, yes on the filing of 2026-03-10
    peers: independent wealth managers, $500M to $1B (1,483)
  • RAUM up 50 %Change between filings · filing Mar 10, 2026
    RAUM (Item 5.F) moved from $310,932,597 to $544,286,481 (+75.0%) between the annual amendments of 2025-04-25 and 2026-03-10; the peer median change was +16.0% (1386 comparable advisers, 97.0th percentile of changes)
    peers: independent wealth managers, $500M to $1B (1,386) · 97% percentile
How anomalies are measured
What changed
consecutive filings, newest first
  • Accounts · 2,183 to 2,008
    Jan 23, 2026 to Mar 10, 2026
  • Advisory employees · 17 to 22
    Jan 23, 2026 to Mar 10, 2026
  • Advisory activities · 4 to 5
    Jan 23, 2026 to Mar 10, 2026
  • HNW clients · 35 to 75
    Jan 23, 2026 to Mar 10, 2026
  • Individual clients · 1,350 to 1,933
    Jan 23, 2026 to Mar 10, 2026
  • Assets in custody · $79.2M to $120M
    Jan 23, 2026 to Mar 10, 2026
  • Employees · 31 to 45
    Jan 23, 2026 to Mar 10, 2026
  • State-registered IARs · 17 to 22
    Jan 23, 2026 to Mar 10, 2026
  • Other offices · 41 to 45
    Jan 23, 2026 to Mar 10, 2026
  • Discretionary RAUM · $311M to $544M
    Jan 23, 2026 to Mar 10, 2026
  • HNW RAUM · $58.9M to $104M
    Jan 23, 2026 to Mar 10, 2026
  • Individual RAUM · $252M to $440M
    Jan 23, 2026 to Mar 10, 2026
  • RAUM · $311M to $544M
    Jan 23, 2026 to Mar 10, 2026
  • Financial planning clients · More than 500 to More than 500
    Apr 25, 2025 to May 16, 2025
  • Accounts · 1,848 to 2,183
    Sep 27, 2024 to Feb 24, 2025
  • Advisory employees · 6 to 17
    Sep 27, 2024 to Feb 24, 2025
  • HNW clients · 4 to 35
    Sep 27, 2024 to Feb 24, 2025
  • Individual clients · 1,333 to 1,350
    Sep 27, 2024 to Feb 24, 2025
  • Assets in custody · $142M to $79.2M
    Sep 27, 2024 to Feb 24, 2025
  • Employees · 9 to 31
    Sep 27, 2024 to Feb 24, 2025
  • State-registered IARs · 6 to 17
    Sep 27, 2024 to Feb 24, 2025
  • Other offices · 16 to 41
    Sep 27, 2024 to Feb 24, 2025
  • Discretionary RAUM · $201M to $311M
    Sep 27, 2024 to Feb 24, 2025
  • HNW RAUM · $10.9M to $58.9M
    Sep 27, 2024 to Feb 24, 2025
  • Individual RAUM · $190M to $252M
    Sep 27, 2024 to Feb 24, 2025
  • RAUM · $201M to $311M
    Sep 27, 2024 to Feb 24, 2025
  • Business name · GOLDEN RESERVE RIA, LLC to GOLDEN RESERVE RETIREMENT, LLC
    Mar 28, 2024 to Jul 11, 2024
  • Legal name · GOLDEN RESERVE RIA, LLC to GOLDEN RESERVE RETIREMENT, LLC
    Mar 28, 2024 to Jul 11, 2024
  • Other offices · 17 to 16
    Mar 28, 2024 to Jul 11, 2024
  • Accounts · 1,217 to 1,848
    Aug 28, 2023 to Mar 28, 2024
  • Advisory activities · 2 to 4
    Aug 28, 2023 to Mar 28, 2024
  • HNW clients · 18 to 4
    Aug 28, 2023 to Mar 28, 2024
  • Individual clients · 831 to 1,333
    Aug 28, 2023 to Mar 28, 2024
  • Assets in custody · unset to 142255001.0
    Aug 28, 2023 to Mar 28, 2024
  • Custody of client assets · false to true
    Aug 28, 2023 to Mar 28, 2024
  • Discretionary RAUM · $109M to $201M
    Aug 28, 2023 to Mar 28, 2024
  • HNW RAUM · $20.6M to $10.9M
    Aug 28, 2023 to Mar 28, 2024
  • Individual RAUM · $88.7M to $190M
    Aug 28, 2023 to Mar 28, 2024
  • RAUM · $109M to $201M
    Aug 28, 2023 to Mar 28, 2024
  • Other offices · 12 to 17
    Nov 17, 2022 to Mar 30, 2023
Signals
28 dated events
  • Jeremy Guy Hudson registered as an investment adviser representative at Golden Reserve Retirement, Llc
    Sep 14, 2026 · Advisor registered · fact
  • Gregg Michael Indovina left Golden Reserve Retirement, Llc for Mdrn Capital (registered 2026-08-20)
    Aug 10, 2026 · Advisor changed firm · fact
  • Christian Alan Norman left Golden Reserve Retirement, Llc for Mdrn Capital (registered 2026-06-16)
    Jun 22, 2026 · Advisor changed firm · fact
  • Drew M Gill left Golden Reserve Retirement, Llc for Enza Financial, Llc (registered 2026-07-17)
    May 5, 2026 · Advisor changed firm · fact
  • Michael G. Brodowicz left Golden Reserve Retirement, Llc for Rehmann Wealth (registered 2026-05-18)
    Apr 27, 2026 · Advisor changed firm · fact
  • Golden Reserve Retirement, Llc reported RAUM $544.3M, up 75% from $310.9M (2026-01-23 to 2026-03-10)
    Mar 10, 2026 · RAUM change · derived
  • Garrett Lantagne left Golden Reserve Retirement, Llc for Northwestern Mutual Investment Services,Llc (registered 2025-11-19)
    Sep 13, 2025 · Advisor changed firm · fact
  • Anthony Joseph Saulino left Golden Reserve Retirement, Llc for Horter Investment Management, Llc (registered 2025-12-01)
    Sep 13, 2025 · Advisor changed firm · fact
  • Golden Reserve Retirement, Llc reported 41 offices beyond its principal office, up from 16 (2024-09-27 to 2025-02-24)
    Feb 24, 2025 · Office count change · derived
  • Golden Reserve Retirement, Llc reported RAUM $310.9M, up 55% from $201.1M (2024-09-27 to 2025-02-24)
    Feb 24, 2025 · RAUM change · derived
  • Golden Reserve Retirement, Llc reported 17 state-registered advisory representatives, up from 6 (2024-09-27 to 2025-02-24)
    Feb 24, 2025 · Advisor headcount change · derived
  • Douglas Alan Ducker left Golden Reserve Retirement, Llc for Omega Wealth Private Capital Llc (registered 2025-02-25)
    Nov 4, 2024 · Advisor changed firm · fact
  • David Andrew Paul left Golden Reserve Retirement, Llc for Stirlingshire Investments (registered 2024-06-11)
    Feb 20, 2024 · Advisor changed firm · fact
  • Joshua John Maly left Golden Reserve Retirement, Llc for Savant Wealth Management (registered 2023-08-25)
    Jul 28, 2023 · Advisor changed firm · fact
  • Matthew Thomas Leddy left Golden Reserve Retirement, Llc for Mdrn Capital (registered 2024-04-18)
    Jul 28, 2023 · Advisor changed firm · fact
  • Golden Reserve Retirement, Llc reported 17 offices beyond its principal office, up from 12 (2022-11-17 to 2023-03-30)
    Mar 30, 2023 · Office count change · derived
  • Fatina Solomon (Chief Compliance Officer) appeared on Schedule A of Golden Reserve Retirement, Llc
    Nov 17, 2022 · Control person joined · fact
  • Joshua Maly (Chief Compliance Officer) no longer on Schedule A of Golden Reserve Retirement, Llc (listed 2022-06-21, absent 2022-11-17)
    Nov 17, 2022 · Control person left · inference
  • Christina Lynne Taylor left Golden Reserve Retirement, Llc for Ameriprise Financial Services, Llc (registered 2023-01-11)
    Nov 11, 2022 · Advisor changed firm · fact
  • Bart Alan Patterson left Golden Reserve Retirement, Llc for Zenith Advisory Group, Llc (registered 2022-07-13)
    Jun 21, 2022 · Advisor changed firm · fact
  • Patrick Thomas Schmidt left Golden Reserve Retirement, Llc for Lasting Mark Retirement Group Llc (registered 2024-02-28)
    Jun 21, 2022 · Advisor changed firm · fact
  • Shawn Dale Hogan left Golden Reserve Retirement, Llc for Finish Well Ria Llc (registered 2022-06-30)
    Jun 21, 2022 · Advisor changed firm · fact
  • Alan Bart Patterson (Partner) no longer on Schedule A of Golden Reserve Retirement, Llc (listed 2022-05-11, absent 2022-06-21)
    Jun 21, 2022 · Control person left · inference
  • Joshua Maly (Chief Compliance Officer) appeared on Schedule A of Golden Reserve Retirement, Llc
    May 11, 2022 · Control person joined · fact
  • Shawn Hogan (Chief Compliance Officer) no longer on Schedule A of Golden Reserve Retirement, Llc (listed 2022-04-18, absent 2022-05-11)
    May 11, 2022 · Control person left · inference
  • Chandler Maurice Groves left Golden Reserve Retirement, Llc for Fidelity Personal And Workplace Advisors (registered 2022-04-06)
    Apr 18, 2022 · Advisor changed firm · fact
  • Shawn Hogan (Chief Compliance Officer) appeared on Schedule A of Golden Reserve Retirement, Llc
    Mar 25, 2022 · Control person joined · fact
  • Golden Reserve Ria, Llc filed its initial SEC registration (Form ADV)
    May 4, 2021 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
Business email
contact@goldenreserve.comreportedpublished by the firm, firm site, Sep 15, 2026
Business phone
855-456-4777reportedpublished by the firm, firm site, Sep 15, 2026
Firm profile
linkedin.com/company/golden-reservereportedpublic record, Form ADV, Sep 17, 2026
Website
GOLDENRESERVE.COMreportedpublic record, Form ADV, Sep 17, 2026
Principal office phone
855-456-4777reportedpublic record, Form ADV, Mar 10, 2026
Provenance
Form ADV
SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
Advisors
IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
Class
Independent wealth managerderiveda rule over Items 5.D and 7.A
RAUM per advisor
$18.8Mderivedfirm RAUM over the IAPD count; not a book size
Loaded
Sep 14, 2026