RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
M•••••• R•• W•••••
- O••••••• A••••••• S••••••• L•• independent RIA currentsince Apr 6, 2021 · Franklin, Tn
- O••••••• A••••••• S••••••• L•• independent RIAOct 21, 2019 to Dec 31, 2020 · Franklin, Tn
- A•••• W••••• A•••••••• L•• BD affiliatedApr 18, 2019 to May 20, 2019 · Franklin, Tn
- P••••••• A•••• M••••••••• L•• formerNov 5, 2015 to Jul 29, 2021 · Brentwood, Tn
- V••••• C•••••• M••••••••• L•• independent RIAOct 30, 2013 to Feb 22, 2016 · Nashville, Tn
- B••••••••• C•••••• M••••••••• L•• independent RIAJun 9, 2008 to Oct 28, 2013 · Thompson Station, Tn
- P••••••• A•••• M••••••••• L•• to A•••• W••••• A•••••••• L••left Jul 29, 2021, registered Apr 18, 2019 (-833 days) · Other
- A•••• W••••• A•••••••• L•• to O••••••• A••••••• S••••••• L••left May 20, 2019, registered Oct 21, 2019 (154 days) · Affiliated broker-dealer or bank to a newly registered adviser
- V••••• C•••••• M••••••••• L•• to P••••••• A•••• M••••••••• L••left Feb 22, 2016, registered Nov 5, 2015 (-109 days) · Other
- B••••••••• C•••••• M••••••••• L•• to V••••• C•••••• M••••••••• L••left Oct 28, 2013, registered Oct 30, 2013 (2 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 25derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address