DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Justin Barry Neighbour
Feed of 09/14/2026
At current firm
7 y
since Oct 5, 2018
In the industry
25 y
since Oct 27, 2000 (earliest exam, job or registration)
Prior registered firms
8
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- LPL Financial LLC BD affiliated currentsince Oct 5, 2018 · Boca Raton, Fl
- Pnc Wealth Management BD affiliatedJun 8, 2017 to Oct 3, 2018 · Fort Lauderdale, Fl
- Bb&T Investment Services, Inc. formerSep 11, 2012 to Mar 23, 2017 · Charlotte, Nc
- Fifth Third Securities, Inc. BD affiliatedFeb 13, 2012 to Aug 16, 2012 · Lutz, Fl
- Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseOct 23, 2009 to Jan 20, 2012 · Charlotte, Nc
- Banc Of America Investment Services, Inc. unclassifiedJul 15, 2009 to Oct 23, 2009 · Glen Rock, Nj
- Banc Of America Investment Services, Inc. unclassifiedJan 16, 2007 to Apr 27, 2009 · Toms River, Nj
- Wells Fargo Advisors wirehouseDec 2, 2004 to Dec 20, 2006 · Oakhurst, Nj
- Equitable Advisors, LLC national BDJul 2, 2002 to Jan 3, 2003 · Princeton, Nj
Moves
a registration end followed by a registration begin elsewhere
- Pnc Wealth Management to LPL Financial LLCleft Oct 3, 2018, registered Oct 5, 2018 (2 days) · Affiliated broker-dealer or bank to independent RIA
- Bb&T Investment Services, Inc. to Pnc Wealth Managementleft Mar 23, 2017, registered Jun 8, 2017 (77 days) · Other
- Fifth Third Securities, Inc. to Bb&T Investment Services, Inc.left Aug 16, 2012, registered Sep 11, 2012 (26 days) · Other
- Merrill Lynch, Pierce, Fenner & Smith Incorporated to Fifth Third Securities, Inc.left Jan 20, 2012, registered Feb 13, 2012 (24 days) · Other
- Banc Of America Investment Services, Inc. to Merrill Lynch, Pierce, Fenner & Smith Incorporatedleft Oct 23, 2009, registered Oct 23, 2009 (0 days) · corporate re-registration, not a move
- Wells Fargo Advisors to Banc Of America Investment Services, Inc.left Dec 20, 2006, registered Jan 16, 2007 (27 days) · Other
- Equitable Advisors, LLC to Wells Fargo Advisorsleft Jan 3, 2003, registered Dec 2, 2004 (699 days) · Affiliated broker-dealer or bank to wirehouse
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 25derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address