DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Bradford Todd Williams
Feed of 09/14/2026
At current firm
13 y
since Jun 17, 2013
In the industry
25 y
since Jan 23, 2001 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
2
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Bfc Planning, Inc. BD affiliated currentsince May 23, 2016 · Cedar Rapids, Ia
- Berthel Fisher & Company Financial Services, Inc. BD affiliated currentsince Jun 17, 2013 · Cottonwood Heights, Ut
- Zions Capital Advisors, Inc. institutionalJul 6, 2012 to Jun 11, 2013 · Salt Lake City, Ut
- Knox Capital Advisors, LLC formerAug 4, 2005 to Mar 21, 2012 · Draper, Ut
- M Holdings Securities, Inc. BD affiliatedSep 30, 2004 to Jul 21, 2005 · Draper, Ut
- Osaic Fa, Inc. formerMar 6, 2001 to Sep 2, 2004 · Salt Lake City, Ut
Moves
a registration end followed by a registration begin elsewhere
- Zions Capital Advisors, Inc. to Berthel Fisher & Company Financial Services, Inc.left Jun 11, 2013, registered Jun 17, 2013 (6 days) · Other
- Knox Capital Advisors, LLC to Zions Capital Advisors, Inc.left Mar 21, 2012, registered Jul 6, 2012 (107 days) · Other
- M Holdings Securities, Inc. to Knox Capital Advisors, LLCleft Jul 21, 2005, registered Aug 4, 2005 (14 days) · Other
- Osaic Fa, Inc. to M Holdings Securities, Inc.left Sep 2, 2004, registered Sep 30, 2004 (28 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 25derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address