DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Centric Advisors, LLC
Latest filing Apr 2, 2026
First filing on the tape May 28, 2021 · 19 filings
SEC status approved since Jun 28, 2021
RAUM
$211M
reported, Item 5.F
Discretionary
77%
of RAUM
Private clients
82%
$173M individuals and HNW
Advisors
5
registered through the firm on IAPD
RAUM per advisor
$42.3M
derived; firm RAUM over IAPD count
Employees
11
7 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
0
reported on Schedule D
History
19 filings and snapshots on the tape
RAUM$211M as of Apr 2, 2026
Mar 30, 2022$169M then
HNW client RAUM$43.9M as of Apr 2, 2026
Mar 30, 2022$1.8M then
State-registered IARs (5.B.3)7 as of Apr 2, 2026
Mar 30, 202211 then
Employees (5.A)11 as of Apr 2, 2026
Mar 30, 202211 then
Private funds1 as of Feb 17, 2023
Mar 30, 20221 then
RAUM -6.9% over the last fiscal year+12% a year over threeIARs 8 to 7
Practice profile
derived from the filing of Apr 2, 2026; every figure names its basis
Archetypes, each a printed rule
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- Mass-affluent RIA · private-client share at least 50 percent, non-HNW individuals at least 60 percent of private-client RAUM
- RAUM per advisor
- $42.3MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 183derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $2.1MderivedHNW RAUM over HNW clients
- Average account
- $218,788derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 77%derivedof RAUM
- Institutional
- 18%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 2.2derivedItem 5.A over advisors
- Advisors per office
- 2.5derived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- -6.9%derivedbetween the last two annual amendments
- Advisor growth, one year
- -13%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- -19%derived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individualsreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- marketing includes testimonials (5.L.1.c)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Individuals$129M61%
- High-net-worth individuals$43.9M21%
- Pension and profit-sharing plans$38.4M18%
- Individual clients
- 892reported
- HNW clients
- 21reported
- Pension plan clients
- 30reported
- Charitable clients
- 0reported
- Accounts
- 966reported
- Financial planning clients
- 11-25reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=0.82 fund_share=0.0 institutional_share=0.18 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
3 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Richard CullChartered Financial Analyst | Cypress, Tx | Apr 2, 2018 | 20 y | 4 |
| Ward Wesley Molen | Cypress, Tx | Aug 7, 2019 | 38 y | 4 |
| Bently Gordon Ford | Cypress, Tx | Mar 11, 2022 | 29 y | 4 |
Advisor movement
4 left, 0 joined in 12 months
net -4 in 12 months1 left in 90 days0 joined in 90 daysdeparture rate 80% of current headcount5 left over 36 months
Left, latest
- Lindy Chan to Vibrance Wealth Management LLCAug 26, 2026 · RIA to a state-registered adviser
- Gary Duwayne Wurl to Concurrent Investment Advisors, LLCJun 17, 2026 · RIA to RIA
- Joseph Randolph Ingram to EntrewealthApr 10, 2026 · RIA to RIA
- Eric Gin Wai Lian to Per Stirling Capital Management, LLCNov 17, 2025 · RIA to RIA
- Victoria Louise Cooper to Park Avenue Securities LLCFeb 25, 2025 · RIA to affiliated broker-dealer or bank
- Brandy Alexander Ariza to Raymond James Financial Services Advisors, IncFeb 21, 2023 · RIA to affiliated broker-dealer or bank
- Steven Brian Castro to Exos Wealth Strategies, LLCDec 21, 2022 · RIA to a state-registered adviser
- Blake M. Douglas to Fidelity Personal And Workplace AdvisorsNov 8, 2021 · RIA to affiliated broker-dealer or bank
- Hector Roberto Castellanos to Signature Financial AdvisorsJul 26, 2021 · RIA to a state-registered adviser
- Mark Andrew Ruzicka to Righteous Financial, LLCMay 27, 2021 · RIA to a state-registered adviser
- Shaun Marshall Taylor to Fidelity Personal And Workplace AdvisorsMar 5, 2021 · RIA to affiliated broker-dealer or bank
- Stoy Tyree Hall to Black Mammoth LLCDec 8, 2020 · RIA to a state-registered adviser
- Joshua Alan Kloewer to Black Mammoth LLCDec 8, 2020 · RIA to a state-registered adviser
- Job Marcel Louimeus to Exos Wealth Strategies, LLCJun 19, 2020 · RIA to a state-registered adviser
- Brian Matthew Campbell to Wells Fargo AdvisorsJul 30, 2019 · RIA to wirehouse
Joined, latest
- Bently Gordon Ford from Cg Advisory ServicesMar 11, 2022 · RIA to RIA
- Shaun Marshall Taylor from Frost Investment ServicesApr 8, 2020 · Affiliated broker-dealer or bank to independent RIA
- Lindy Chan from Sierra Pacific Private Wealth, LLCJan 17, 2020 · RIA to RIA
- Ward Wesley Molen from 1st Global Advisors IncAug 7, 2019 · Affiliated broker-dealer or bank to independent RIA
- Eric Gin Wai Lian from Esi Financial AdvisorsMar 21, 2019 · Affiliated broker-dealer or bank to independent RIA
- Steven Brian Castro from Capital Markets Iq, LLCJan 22, 2019 · RIA to RIA
- Brandy Alexander Ariza from LPL Financial LLCDec 14, 2018 · RIA to RIA
- Gary Duwayne Wurl from Kovack Advisors, Inc.Nov 27, 2018 · Affiliated broker-dealer or bank to independent RIA
- Richard Cull from Sherpa Investment ServicesApr 2, 2018 · Other
- Stoy Tyree Hall from Mwa Financial Services, Inc.May 19, 2017 · Other
- Zachary Thomas Majors from Mwa Financial Services, Inc.May 13, 2016 · Other
Private funds
1 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| Centric Income Fund LLC | Securitized Asset Fund | $2.1M | 0 | Mar 30, 2022 |
Owners and control persons
Schedule A and B, latest filing
- Thomas Zachary Majors · Chief Executive Officer & Chief Compliance Officercontrolsince 11/2015 · owns 75% or more
- Raul Oscar Mondragon · Chief Operations Officercontrolsince 11/2015 · owns 25% to 50%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Cypress, Tx · principal | 5 | 0 | 2 | ||
| Cupertino, Ca | 0 | 0 | 1 | ||
| Houston, Tx | 0 | 0 | 1 |
Offices
Schedule D 1.F, the 25 largest
- Cupertino, CA1 employees
What changed
consecutive filings, newest first
- Accounts · 1,162 to 966Mar 7, 2025 to Apr 2, 2026
- Advisory employees · 8 to 7Mar 7, 2025 to Apr 2, 2026
- HNW clients · 23 to 21Mar 7, 2025 to Apr 2, 2026
- Individual clients · 1,111 to 892Mar 7, 2025 to Apr 2, 2026
- Pension plan clients · 28 to 30Mar 7, 2025 to Apr 2, 2026
- Employees · 13 to 11Mar 7, 2025 to Apr 2, 2026
- State-registered IARs · 8 to 7Mar 7, 2025 to Apr 2, 2026
- Discretionary RAUM · $179M to $163MMar 7, 2025 to Apr 2, 2026
- HNW RAUM · $43.4M to $43.9MMar 7, 2025 to Apr 2, 2026
- Individual RAUM · $148M to $129MMar 7, 2025 to Apr 2, 2026
- Non-discretionary RAUM · $47.6M to $48.2MMar 7, 2025 to Apr 2, 2026
- Pension RAUM · $35.8M to $38.4MMar 7, 2025 to Apr 2, 2026
- RAUM · $227M to $211MMar 7, 2025 to Apr 2, 2026
- Financial planning clients · 51-100 to 11-25May 4, 2024 to Mar 7, 2025
- State-registered IARs · 9 to 8May 4, 2024 to Mar 7, 2025
- Discretionary RAUM · $151M to $179MMay 4, 2024 to Mar 7, 2025
- HNW RAUM · $17.4M to $43.4MMay 4, 2024 to Mar 7, 2025
- Individual RAUM · $127M to $148MMay 4, 2024 to Mar 7, 2025
- Non-discretionary RAUM · $27.5M to $47.6MMay 4, 2024 to Mar 7, 2025
- Pension RAUM · $27.5M to $35.8MMay 4, 2024 to Mar 7, 2025
- RAUM · $178M to $227MMay 4, 2024 to Mar 7, 2025
- Accounts · 917 to 1,162May 4, 2024 to Mar 7, 2025
- Advisory employees · 11 to 8May 4, 2024 to Mar 7, 2025
- Corporate clients · 13.0 to unsetMay 4, 2024 to Mar 7, 2025
- HNW clients · 9 to 23May 4, 2024 to Mar 7, 2025
- Individual clients · 525 to 1,111May 4, 2024 to Mar 7, 2025
- Pension plan clients · 22 to 28May 4, 2024 to Mar 7, 2025
- Accounts · 980 to 917Aug 14, 2023 to Mar 14, 2024
- Advisory employees · 10 to 11Aug 14, 2023 to Mar 14, 2024
- Individual clients · 493 to 525Aug 14, 2023 to Mar 14, 2024
- Pension plan clients · 24 to 22Aug 14, 2023 to Mar 14, 2024
- Pooled vehicle clients · 1 to 0Aug 14, 2023 to Mar 14, 2024
- Employees · 20 to 13Aug 14, 2023 to Mar 14, 2024
- State-registered IARs · 10 to 9Aug 14, 2023 to Mar 14, 2024
- Discretionary RAUM · $127M to $151MAug 14, 2023 to Mar 14, 2024
- HNW RAUM · $15.3M to $17.4MAug 14, 2023 to Mar 14, 2024
- Individual RAUM · $104M to $127MAug 14, 2023 to Mar 14, 2024
- Non-discretionary RAUM · $23.7M to $27.5MAug 14, 2023 to Mar 14, 2024
- Pension RAUM · $23.7M to $27.5MAug 14, 2023 to Mar 14, 2024
- Pooled vehicle RAUM · $2.1M to $0Aug 14, 2023 to Mar 14, 2024
Signals
8 dated events
- Lindy Chan left Centric Advisors, Llc for Vibrance Wealth Management Llc (registered 2026-09-03)Aug 26, 2026 · Advisor changed firm · fact
- Gary Duwayne Wurl left Centric Advisors, Llc for Concurrent Investment Advisors, Llc (registered 2026-05-28)Jun 17, 2026 · Advisor changed firm · fact
- Joseph Randolph Ingram left Centric Advisors, Llc for Entrewealth (registered 2026-04-14)Apr 10, 2026 · Advisor changed firm · fact
- Eric Gin Wai Lian left Centric Advisors, Llc for Per Stirling Capital Management, Llc (registered 2025-11-17)Nov 17, 2025 · Advisor changed firm · fact
- Victoria Louise Cooper left Centric Advisors, Llc for Park Avenue Securities Llc (registered 2025-03-27)Feb 25, 2025 · Advisor changed firm · fact
- Brandy Alexander Ariza left Centric Advisors, Llc for Raymond James Financial Services Advisors, Inc (registered 2023-02-21)Feb 21, 2023 · Advisor changed firm · fact
- Steven Brian Castro left Centric Advisors, Llc for Exos Wealth Strategies, Llc (registered 2023-10-13)Dec 21, 2022 · Advisor changed firm · fact
- Centric Advisors, Llc filed its initial SEC registration (Form ADV)May 28, 2021 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business phone
- 832-810-7000reportedpublished by the firm, firm site, Sep 17, 2026
- Firm profile
- linkedin.com/company/centricwealthreportedpublic record, Form ADV, Sep 17, 2026
- Website
- centric.orgreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 888-215-5888reportedpublic record, Form ADV, Apr 2, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $42.3Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026