DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

C••••• F•••••••• V•• M•••••

I••••••• A••••••• S•••••••• L••mixed wealthBoca Raton, Fl dual registrantIAPD 4268379

Feed of 09/15/2026

Also filed as C••••• Van M•••••

At current firm

5 y

since May 5, 2021

In the industry

25 y

since Nov 9, 2000 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

I••••••• A••••••• S•••••••• L•• mixed wealth current
since May 5, 2021 · Miami, Fl
M••••• S•••••• wirehouse
Jan 28, 2010 to May 18, 2021 · Boca Raton, Fl
U•• F•••••••• S••••••• I••• wirehouse
Jan 1, 2010 to Jan 22, 2010 · Coral Gables, Fl
U•• I••••••••• I••• unclassified
Jun 3, 2002 to Jan 1, 2010 · Boca Raton, Fl
U•• F•••••••• S••••••• I••• wirehouse
Nov 9, 2000 to Jun 1, 2002 · Boca Raton, Fl

Moves

a registration end followed by a registration begin elsewhere

M••••• S•••••• to I••••••• A••••••• S•••••••• L••
left May 18, 2021, registered May 5, 2021 (-13 days) · Wirehouse to independent RIA · moved with a team
U•• F•••••••• S••••••• I••• to M••••• S••••••
left Jan 22, 2010, registered Jan 28, 2010 (6 days) · Wirehouse to wirehouse
U•• I••••••••• I••• to U•• F•••••••• S••••••• I•••
left Jan 1, 2010, registered Jan 1, 2010 (0 days) · corporate re-registration, not a move
U•• F•••••••• S••••••• I••• to U•• I••••••••• I•••
left Jun 1, 2002, registered Jun 3, 2002 (2 days) · corporate re-registration, not a move

Signals

No dated event on this person.

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Wealth manager with institutional or fund businessderived
Years in industry: 25derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address