DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

M•••••• P••• P•••••••

S•••••• R••••••••• A•••••••• L••independent RIASt Louis Park, MnIA-onlyIAPD 4268899

Certified Financial Planner

Feed of 09/14/2026

At current firm

0 y

since Sep 9, 2026

In the industry

19 y

since Mar 1, 2007 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

S•••••• R••••••••• A•••••••• L•• independent RIA current
since Sep 9, 2026 · St Louis Park, Mn
L•• F•••••••• L•• BD affiliated
Nov 4, 2024 to Jul 9, 2025 · Woodbury, Mn
C•••••• W••••• P••••••• independent RIA
Nov 29, 2022 to May 29, 2024 · Woodbury, Mn
P••••••• W••••• P••••••• L•• former
Mar 22, 2018 to May 20, 2022 · Bloomington, Mn
H• B•••• I••• former
Jan 6, 2014 to Dec 15, 2017 · St. P•••, Mn

Moves

a registration end followed by a registration begin elsewhere

L•• F•••••••• L•• to S•••••• R••••••••• A•••••••• L••
left Jul 9, 2025, registered Sep 9, 2026 (427 days) · Affiliated broker-dealer or bank to independent RIA
C•••••• W••••• P••••••• to L•• F•••••••• L••
left May 29, 2024, registered Nov 4, 2024 (159 days) · RIA to affiliated broker-dealer or bank
P••••••• W••••• P••••••• L•• to C•••••• W••••• P•••••••
left May 20, 2022, registered Nov 29, 2022 (193 days) · RIA to RIA · moved with a team
H• B•••• I••• to P••••••• W••••• P••••••• L••
left Dec 15, 2017, registered Mar 22, 2018 (97 days) · Other

Signals

M•••••• P••• P••••••• left L•• F•••••••• L•• for S•••••• R••••••••• A•••••••• L•• (registered 2026-09-09)
Jul 9, 2025 · Advisor changed firm · fact
M•••••• P••• P••••••• left C•••••• W••••• P••••••• for L•• F•••••••• L•• (registered 2024-11-04)
May 29, 2024 · Advisor changed firm · fact
M•••••• P••• P••••••• left P••••••• W••••• P••••••• L•• for C•••••• W••••• P••••••• (registered 2022-11-29)
May 20, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 19derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address