DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

SEC-registered adviser

Concord Wealth Partners

Independent wealth managerAbingdon, VirginiaCRD 118643SEC 801-79249websiteIAPD
Latest filing Mar 14, 2026
First filing on the tape Feb 6, 2012 · 55 filings
SEC status approved since Mar 5, 2014
RAUM
$1.1B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
95%
$1.0B individuals and HNW
Advisors
11
registered through the firm on IAPD
RAUM per advisor
$97.3M
derived; firm RAUM over IAPD count
Employees
20
10 advisory (5.B.1)
Offices
6
beyond the principal office
Private funds
0
reported on Schedule D
History
55 filings and snapshots on the tape
RAUM$1.1B as of Mar 14, 2026
Feb 6, 2012$54.5M then
HNW client RAUM$691M as of Mar 14, 2026
Feb 23, 2018$176M then
State-registered IARs (5.B.3)12 as of Mar 14, 2026
Feb 6, 20120 then
Employees (5.A)20 as of Mar 14, 2026
Feb 24, 201513 then
Private funds: no history
RAUM +13% over the last fiscal year+16% a year over threeIARs 12 to 12
Practice profile
derived from the filing of Mar 14, 2026; every figure names its basis
Archetypes, each a printed rule
  • HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
RAUM per advisor
$97.3MderivedRAUM over IAPD advisors; not a book size
Clients per advisor
112derivedindividual and HNW clients (5.D) over advisors
Average HNW client
$2.7MderivedHNW RAUM over HNW clients
Average account
$326,876derivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
3.1%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
1.8derivedItem 5.A over advisors
Advisors per office
1.6derived7 offices incl. principal (1.F.5)
RAUM growth, one year
+13%derivedbetween the last two annual amendments
Advisor growth, one year
+0.0%derivedItem 5.B.3 between annual amendments
Client growth, one year
-0.7%derived
Compensation
percentage of assets, hourly, fixed feesreportedItem 5.E
Advisory activities
financial planning, portfolio management for individuals, portfolio management for businesses and institutions, selection of other advisersreportedItem 5.G
Custody
$121M, 289 clientsreportedItem 9.A
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
  • has custody of client cash or bank accounts (9.A.1.a)
  • has custody of client securities (9.A.1.b)
  • marketing includes testimonials (5.L.1.c)
  • marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • High-net-worth individuals$691M65%
  • Individuals$324M30%
  • Pension and profit-sharing plans$31.5M2.9%
  • Corporations and businesses$20.2M1.9%
  • Charitable organizations$1.9M0.2%
  • Other investment advisers$1.4M0.1%
Individual clients
974reported
HNW clients
258reported
Pension plan clients
17reported
Charitable clients
5reported
Accounts
3,273reported
Financial planning clients
251-500reported
Wrap fee programs
noreported
Custody of client assets
$121M for 289 clientsreported
Compensation
% of AUM, fixed, hourlyreported
Class basis
private_client_share=0.95 fund_share=0.0 institutional_share=0.03 related_bd=false related_bank=false bd_reps=1.0derived
Advisors registered through the firm
11 on IAPD today, longest tenure first
NameBranchHere sinceIn industryPrior firms
Jonathan Wade LopezCertified Financial PlannerAbingdon, VaApr 26, 200440 y0
Jonathan Robert WeatherlyAbingdon, VaMar 2, 200622 y0
Justin Wade LopezAbingdon, VaFeb 17, 201611 y0
Tyler Daniel CavenessCertified Financial PlannerAbingdon, Va Sep 29, 201610 y0
Daniel Thomas ThorntonAbingdon, VaDec 7, 202026 y1
Edward Joseph ZywienWorcester, Ma Oct 19, 202143 y2
Adam Anthony WaitkevichAbingdon, Va Oct 25, 202122 y5
Marissa Mccleary KlaersCertified Financial PlannerOakdale, Mn Nov 29, 202219 y2
Gary Neil AikenFairfax, Va Dec 1, 202214 y1
Rebecca Michelle BlevinsCertified Financial PlannerAbingdon, Va Jul 17, 202513 y3
Bryan Cody AndersonCertified Financial PlannerAbingdon, VaJun 3, 202611 y3
Advisor movement
2 left, 1 joined in 12 months
net -1 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 18% of current headcount6 left over 36 months
Left, latest
Joined, latest
Every departureEvery arrival
Teams: two or more advisors moving together within fourteen days, from one state
Teams outTeams in
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
  • Neil Gary Aiken · Chief Investment Officercontrol
    since 12/2022 · owns less than 5%
  • Robert Jonathan Weatherly · Chief Compliance Officercontrol
    since 04/2015 · owns less than 5%
  • Wade Jonathan Lopez · Presidentcontrol
    since 01/2020 · owns 50% to 75% of Concord Wealth Holdings, LLC
  • Robert Jonathan Weatherly · Chief Financial Officercontrol
    since 01/2020 · owns F of Concord Wealth Holdings, LLC
Entity owners
  • Concord Wealth Holdings, LLC · Managing Member
    direct · owns 75% or more
Related persons
Schedule D 7.A
Advisers that list Concord Wealth Partners as a related person
Office movement
IAPD branch city; joins and departures in 12 months
OfficeAdvisorsJoinedLeftTeams outForming
Abingdon, Va · principal1111
Rockville, Md200
Worcester, Ma201
Offices
Schedule D 1.F, the 25 largest
  • Worcester, MA4 employees
  • Woodbury, MN2 employees
  • Charlottesville, VA1 employees
  • Roanoke, VA1 employees
  • Rockville, MD1 employees
  • , 1 employees
ADV anomalies
2 against comparable advisers; where to look, not conclusions
  • control person changedChange between filings · filing Mar 14, 2026
    LOPEZ, JONATHAN, WADE (PRESIDENT) left Schedule A between the filings of 2022-12-01 and 2026-03-14
    peers: independent wealth managers, $1B to $5B (1,362)
  • HNW share shiftChange between filings · filing Mar 14, 2026
    HNW share of RAUM moved from 46.0% to 65.0% between the annual amendments of 2025-04-11 and 2026-03-14
    peers: independent wealth managers, $1B to $5B (1,362)
How anomalies are measured
What changed
consecutive filings, newest first
  • Accounts · 3,264 to 3,273
    Oct 20, 2025 to Mar 14, 2026
  • Corporate clients · 12 to 11
    Oct 20, 2025 to Mar 14, 2026
  • HNW clients · 200 to 258
    Oct 20, 2025 to Mar 14, 2026
  • Individual clients · 1,041 to 974
    Oct 20, 2025 to Mar 14, 2026
  • Pension plan clients · 18 to 17
    Oct 20, 2025 to Mar 14, 2026
  • Assets in custody · $109M to $121M
    Oct 20, 2025 to Mar 14, 2026
  • Employees · 15 to 20
    Oct 20, 2025 to Mar 14, 2026
  • Insurance-licensed employees · 3 to 2
    Oct 20, 2025 to Mar 14, 2026
  • Discretionary RAUM · $946M to $1.1B
    Oct 20, 2025 to Mar 14, 2026
  • HNW RAUM · $432M to $691M
    Oct 20, 2025 to Mar 14, 2026
  • Individual RAUM · $421M to $324M
    Oct 20, 2025 to Mar 14, 2026
  • Pension RAUM · $60.7M to $31.5M
    Oct 20, 2025 to Mar 14, 2026
  • RAUM · $946M to $1.1B
    Oct 20, 2025 to Mar 14, 2026
  • Financial planning clients · 251-500 to 251-500
    Apr 11, 2025 to May 30, 2025
  • Accounts · 3,085 to 3,264
    Nov 25, 2024 to Apr 11, 2025
  • Advisory employees · 12 to 10
    Nov 25, 2024 to Apr 11, 2025
  • Corporate clients · unset to 12.0
    Nov 25, 2024 to Apr 11, 2025
  • HNW clients · 212 to 200
    Nov 25, 2024 to Apr 11, 2025
  • Individual clients · 1,021 to 1,041
    Nov 25, 2024 to Apr 11, 2025
  • Pension plan clients · 21 to 18
    Nov 25, 2024 to Apr 11, 2025
  • Assets in custody · $28.2M to $109M
    Nov 25, 2024 to Apr 11, 2025
  • Employees · 18 to 15
    Nov 25, 2024 to Apr 11, 2025
  • Insurance-licensed employees · 1 to 3
    Nov 25, 2024 to Apr 11, 2025
  • Financial planning clients · 101-250 to 251-500
    Nov 25, 2024 to Apr 11, 2025
  • Discretionary RAUM · $807M to $946M
    Nov 25, 2024 to Apr 11, 2025
  • HNW RAUM · $388M to $432M
    Nov 25, 2024 to Apr 11, 2025
  • Individual RAUM · $363M to $421M
    Nov 25, 2024 to Apr 11, 2025
  • Pension RAUM · $53.7M to $60.7M
    Nov 25, 2024 to Apr 11, 2025
  • RAUM · $807M to $946M
    Nov 25, 2024 to Apr 11, 2025
  • Accounts · 3,010 to 3,085
    Oct 27, 2023 to Mar 26, 2024
  • Advisory employees · 13 to 12
    Oct 27, 2023 to Mar 26, 2024
  • BD registered reps · 2 to 1
    Oct 27, 2023 to Mar 26, 2024
  • Charity clients · 6 to 5
    Oct 27, 2023 to Mar 26, 2024
  • Corporate clients · 12.0 to unset
    Oct 27, 2023 to Mar 26, 2024
  • HNW clients · 194 to 212
    Oct 27, 2023 to Mar 26, 2024
  • Individual clients · 955 to 1,021
    Oct 27, 2023 to Mar 26, 2024
  • Pension plan clients · 10 to 21
    Oct 27, 2023 to Mar 26, 2024
  • Assets in custody · $8.2M to $28.2M
    Oct 27, 2023 to Mar 26, 2024
  • Employees · 17 to 18
    Oct 27, 2023 to Mar 26, 2024
  • Financial planning clients · 51-100 to 101-250
    Oct 27, 2023 to Mar 26, 2024
Signals
12 dated events
  • Daisia Marie Mccrae left Concord Wealth Partners for Bartley Financial Advisors, Llc (registered 2026-07-10)
    Jun 8, 2026 · Advisor changed firm · fact
  • Joseph Porter Waitkevich left Concord Wealth Partners for Claro Advisors Inc. (registered 2026-06-04)
    Jun 1, 2026 · Advisor changed firm · fact
  • Michael Paul Poissant left Concord Wealth Partners for Lpl Financial Llc (registered 2024-11-04)
    May 29, 2024 · Advisor changed firm · fact
  • Emily N Lee left Concord Wealth Partners for Cambridge Investment Research Advisors, Inc. (registered 2024-01-02)
    Jan 2, 2024 · Advisor changed firm · fact
  • Billy James Gobble left Concord Wealth Partners for Cambridge Investment Research Advisors, Inc. (registered 2024-01-02)
    Jan 2, 2024 · Advisor changed firm · fact
  • 2 advisors left Concord Wealth Partners (Abingdon, VA) for Cambridge Investment Research Advisors, Inc. on the same day
    Jan 2, 2024 · Team lift-out · derived
  • Juan J Garcia left Concord Wealth Partners for Hbc Financial Group, Llc (registered 2023-11-09)
    Oct 9, 2023 · Advisor changed firm · fact
  • Neil Gary Aiken (Chief Investment Officer) appeared on Schedule A of Concord Wealth Partners
    Dec 1, 2022 · Control person joined · fact
  • Mitchell Paul York left Concord Wealth Partners for Concord Asset Management, Llc (registered 2021-01-08)
    Oct 14, 2022 · Advisor changed firm · fact
  • 2 advisors left Personal Wealth Partners LLC (Bloomington, MN) for Concord Wealth Partners on the same day
    May 20, 2022 · Team lift-out · derived
  • Concord Wealth Partners reported RAUM $770.1M, up 82% from $423.9M (2021-11-02 to 2022-03-31)
    Mar 31, 2022 · RAUM change · derived
  • Lopez Wealth Management, Llc filed its initial SEC registration (Form ADV)
    Feb 18, 2014 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
Business phone
304-697-7083reportedpublished by the firm, firm site, Sep 17, 2026
Business phone
276-628-5910reportedpublished by the firm, firm site, Sep 17, 2026
Business phone
301-984-4461reportedpublished by the firm, firm site, Sep 17, 2026
Firm profile
LINKEDIN.COM/COMPANY/LOPEZ-WEALTH-MANAGEMENT-GROUPreportedpublic record, Form ADV, Sep 18, 2026
Website
concordwealthpartners.comreportedpublic record, Form ADV, Sep 18, 2026
Principal office phone
276-628-5910reportedpublic record, Form ADV, Mar 14, 2026
Contact form
concordwealthpartners.com/contactreportedpublished by the firm, firm site, Sep 17, 2026
Provenance
Form ADV
SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
Advisors
IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
Class
Independent wealth managerderiveda rule over Items 5.D and 7.A
RAUM per advisor
$97.3Mderivedfirm RAUM over the IAPD count; not a book size
Loaded
Sep 14, 2026