DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

SEC-registered adviser

Secured Retirement Advisors, LLC

Independent wealth managerSt Louis Park, MinnesotaCRD 144239SEC 801-121760websiteIAPD
Latest filing Feb 23, 2026
First filing on the tape Jun 14, 2021 · 15 filings
SEC status approved since Jul 14, 2021
RAUM
$255M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
100%
$255M individuals and HNW
Advisors
5
registered through the firm on IAPD
RAUM per advisor
$51.0M
derived; firm RAUM over IAPD count
Employees
6
4 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
0
reported on Schedule D
History
15 filings and snapshots on the tape
RAUM$255M as of Feb 23, 2026
Feb 15, 2022$140M then
HNW client RAUM$110M as of Feb 23, 2026
Feb 15, 2022$42.3M then
State-registered IARs (5.B.3)4 as of Feb 23, 2026
Feb 15, 20228 then
Employees (5.A)6 as of Feb 23, 2026
Feb 15, 202211 then
Private funds: no history
RAUM +12% over the last fiscal year+20% a year over threeIARs 6 to 4
Practice profile
derived from the filing of Feb 23, 2026; every figure names its basis
Archetypes, each a printed rule
  • Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
RAUM per advisor
$51.0MderivedRAUM over IAPD advisors; not a book size
Clients per advisor
120derivedindividual and HNW clients (5.D) over advisors
Average HNW client
$1.7MderivedHNW RAUM over HNW clients
Average account
$147,277derivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
1.2derivedItem 5.A over advisors
Advisors per office
2.5derived2 offices incl. principal (1.F.5)
RAUM growth, one year
+12%derivedbetween the last two annual amendments
Advisor growth, one year
-33%derivedItem 5.B.3 between annual amendments
Client growth, one year
-2.1%derived
Compensation
percentage of assets, hourly, fixed feesreportedItem 5.E
Advisory activities
financial planning, portfolio management for individuals, pension consulting, selection of other advisersreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • Individuals$145M57%
  • High-net-worth individuals$110M43%
Individual clients
536reported
HNW clients
66reported
Pension plan clients
0reported
Charitable clients
0reported
Accounts
1,732reported
Financial planning clients
0reported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
% of AUM, fixed, hourlyreported
Class basis
private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
6 on IAPD today, longest tenure first
NameBranchHere sinceIn industryPrior firms
Dylan Lowell MalbergCertified Financial PlannerSt Louis Park, MnJun 28, 201611 y0
Joseph Scott LuceyCertified Financial PlannerSt Louis Park, MnJan 7, 202031 y0
Jacob MccueCertified Financial Planner, Chartered Financial AnalystSt Louis Park, MnOct 28, 202414 y2
Ryan Matthew FosseyEdina, Mn Aug 11, 202518 y3
Henry EilefsonSt Louis Park, MnMar 5, 202610 y1
Michael Paul PoissantCertified Financial PlannerSt Louis Park, MnSep 9, 202619 y4
Advisor movement
1 left, 2 joined in 12 months
net +1 in 12 months0 left in 90 days1 joined in 90 daysdeparture rate 20% of current headcount5 left over 36 months
Left, latest
Joined, latest
Every departureEvery arrival
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
  • Scott Joseph Lucey · Ceo/Chief Compliance Officercontrol
    since 05/2007 · owns 75% or more
Related persons
Schedule D 7.A
  • Secured Retirement Associates, LLC
    real estaten
Office movement
IAPD branch city; joins and departures in 12 months
OfficeAdvisorsJoinedLeftTeams outForming
St Louis Park, Mn · principal631
Offices
Schedule D 1.F, the 25 largest
  • Woodbury, MN4 employees
ADV anomalies
1 against comparable advisers; where to look, not conclusions
  • advisor count dropChange between filings · filing Feb 23, 2026
    advisory representatives (Item 5.B.3) moved from 6.0 to 4.0 (-33.0%) between the annual amendments of 2025-03-20 and 2026-02-23; the peer median change was 0.0% (965 comparable advisers, 4.0th percentile of changes)
    peers: independent wealth managers, $100M to $500M (965) · 4.1% percentile
How anomalies are measured
What changed
consecutive filings, newest first
  • Accounts · 1,832 to 1,732
    Mar 20, 2025 to Feb 23, 2026
  • Advisory employees · 6 to 4
    Mar 20, 2025 to Feb 23, 2026
  • HNW clients · 45 to 66
    Mar 20, 2025 to Feb 23, 2026
  • Individual clients · 570 to 536
    Mar 20, 2025 to Feb 23, 2026
  • Employees · 9 to 6
    Mar 20, 2025 to Feb 23, 2026
  • State-registered IARs · 6 to 4
    Mar 20, 2025 to Feb 23, 2026
  • Discretionary RAUM · $228M to $255M
    Mar 20, 2025 to Feb 23, 2026
  • HNW RAUM · $77.2M to $110M
    Mar 20, 2025 to Feb 23, 2026
  • Individual RAUM · $151M to $145M
    Mar 20, 2025 to Feb 23, 2026
  • RAUM · $228M to $255M
    Mar 20, 2025 to Feb 23, 2026
  • Financial planning clients · 0 to 0
    Feb 9, 2025 to Mar 20, 2025
  • Accounts · 1,672 to 1,832
    Jun 13, 2024 to Feb 9, 2025
  • Advisory employees · 7 to 6
    Jun 13, 2024 to Feb 9, 2025
  • HNW clients · 36 to 45
    Jun 13, 2024 to Feb 9, 2025
  • Individual clients · 546 to 570
    Jun 13, 2024 to Feb 9, 2025
  • Employees · 11 to 9
    Jun 13, 2024 to Feb 9, 2025
  • State-registered IARs · 7 to 6
    Jun 13, 2024 to Feb 9, 2025
  • Discretionary RAUM · $190M to $228M
    Jun 13, 2024 to Feb 9, 2025
  • HNW RAUM · $57.7M to $77.2M
    Jun 13, 2024 to Feb 9, 2025
  • Individual RAUM · $133M to $151M
    Jun 13, 2024 to Feb 9, 2025
  • RAUM · $190M to $228M
    Jun 13, 2024 to Feb 9, 2025
  • Accounts · 1,535 to 1,672
    Feb 21, 2023 to Mar 8, 2024
  • Advisory employees · 8 to 7
    Feb 21, 2023 to Mar 8, 2024
  • HNW clients · 25 to 36
    Feb 21, 2023 to Mar 8, 2024
  • Individual clients · 516 to 546
    Feb 21, 2023 to Mar 8, 2024
  • Employees · 8 to 11
    Feb 21, 2023 to Mar 8, 2024
  • State-registered IARs · 8 to 7
    Feb 21, 2023 to Mar 8, 2024
  • Discretionary RAUM · $146M to $190M
    Feb 21, 2023 to Mar 8, 2024
  • HNW RAUM · $37.3M to $57.7M
    Feb 21, 2023 to Mar 8, 2024
  • Individual RAUM · $109M to $133M
    Feb 21, 2023 to Mar 8, 2024
  • RAUM · $146M to $190M
    Feb 21, 2023 to Mar 8, 2024
  • Accounts · 1,295 to 1,535
    Nov 9, 2022 to Feb 21, 2023
  • HNW clients · 28 to 25
    Nov 9, 2022 to Feb 21, 2023
  • Individual clients · 446 to 516
    Nov 9, 2022 to Feb 21, 2023
  • Employees · 11 to 8
    Nov 9, 2022 to Feb 21, 2023
  • Discretionary RAUM · $119M to $146M
    Nov 9, 2022 to Feb 21, 2023
  • HNW RAUM · $42.3M to $37.3M
    Nov 9, 2022 to Feb 21, 2023
  • Individual RAUM · $97.2M to $109M
    Nov 9, 2022 to Feb 21, 2023
  • Non-discretionary RAUM · $20.2M to $0
    Nov 9, 2022 to Feb 21, 2023
  • RAUM · $140M to $146M
    Nov 9, 2022 to Feb 21, 2023
Signals
8 dated events
  • Edgar Christian Villegas left Secured Retirement Advisors, Llc for Stiles Financial Services, Inc. (registered 2025-11-12)
    Feb 10, 2026 · Advisor changed firm · fact
  • Bradford Trusler Aylin left Secured Retirement Advisors, Llc for Stiles Financial Services, Inc. (registered 2025-09-11)
    Jun 4, 2025 · Advisor changed firm · fact
  • Nathan T Zeller left Secured Retirement Advisors, Llc for Morgan Stanley (registered 2025-02-19)
    Dec 4, 2024 · Advisor changed firm · fact
  • Dominique Michelle Villaume left Secured Retirement Advisors, Llc for Contego Capital Group, Inc. (registered 2026-01-22)
    Aug 15, 2024 · Advisor changed firm · fact
  • Ryan Mcelroy Dillon left Secured Retirement Advisors, Llc for Foundations Investment Advisors Llc (registered 2024-08-09)
    Jul 15, 2024 · Advisor changed firm · fact
  • Ryan Keapproth left Secured Retirement Advisors, Llc for J.P. Morgan Securities Llc (registered 2023-02-09)
    Jan 18, 2023 · Advisor changed firm · fact
  • Samuel Murphy Andrews left Secured Retirement Advisors, Llc for Bergankdv Wealth Management, Llc (registered 2022-02-24)
    Feb 10, 2022 · Advisor changed firm · fact
  • Secured Retirement Advisors, Llc filed its initial SEC registration (Form ADV)
    Jun 14, 2021 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
Business phone
952-460-3260reportedpublished by the firm, firm site, Sep 15, 2026
Firm profile
linkedin.com/company/secured-retirementreportedpublic record, Form ADV, Sep 17, 2026
Website
SECUREDRETIREMENTS.COMreportedpublic record, Form ADV, Sep 17, 2026
Principal office phone
(952) 460-3260reportedpublic record, Form ADV, Feb 23, 2026
Contact form
securedretirements.com/contactreportedpublished by the firm, firm site, Sep 15, 2026
Provenance
Form ADV
SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
Advisors
IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
Class
Independent wealth managerderiveda rule over Items 5.D and 7.A
RAUM per advisor
$51.0Mderivedfirm RAUM over the IAPD count; not a book size
Loaded
Sep 14, 2026