A•••••• B• J•••••••

• I••••••••• A•••••• A•••••••• L•• i••••••••• wealth current
  since Mar 6, 2019 · St. Johns, Fl
• I••••••••• F•••••••• P••••••• BD affiliated
  Dec 6, 2017 to Feb 28, 2019 · St. Johns, Fl
• M•• I•••••••• S•••••••• L•• BD affiliated
  Mar 25, 2017 to Dec 5, 2017 · Jacksonville, Fl
• M•• F•••••••• S•••••••• I••• former
  Jan 2, 2015 to Mar 25, 2017 · Jacksonville, Fl
• N•• E•••••• S••••••••• C••••••••• former
  Nov 9, 2000 to Jan 2, 2015 · Jacksonville, Fl

• I••••••••• F•••••••• P••••••• to I••••••••• A•••••• A•••••••• L••
  left Feb 28, 2019, registered Mar 6, 2019 (6 days) · Affiliated broker-dealer or bank to independent RIA · moved with a team
• M•• I•••••••• S•••••••• L•• to I••••••••• F•••••••• P•••••••
  left Dec 5, 2017, registered Dec 6, 2017 (1 days) · Other
• M•• F•••••••• S•••••••• I••• to M•• I•••••••• S•••••••• L••
  left Mar 25, 2017, registered Mar 25, 2017 (0 days) · corporate re-registration, not a move
• N•• E•••••• S••••••••• C••••••••• to M•• F•••••••• S•••••••• I•••
  left Jan 2, 2015, registered Jan 2, 2015 (0 days) · corporate re-registration, not a move

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

I••••••••• WEALTHderived

Years in industry

25derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address