DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Brian William Ripley
Feed of 09/14/2026
Also filed as Ripley
At current firm
5 y
since Aug 18, 2021
In the industry
25 y
since Apr 17, 2001 (earliest exam, job or registration)
Prior registered firms
5
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Confluence Financial Partners independent RIA currentsince Aug 18, 2021 · Mcmurray, Pa
- Oppenheimer & Co. Inc. BD affiliatedJan 20, 2015 to Aug 20, 2021 · Pittsburgh, Pa
- Huntington Financial Advisors BD affiliatedDec 19, 2011 to Apr 29, 2013 · Pittsburgh, Pa
- Huntington Financial Advisors BD affiliatedNov 8, 2007 to Jan 25, 2011 · Pittsburgh, Pa
- Walnut Street Securities, Inc. formerJul 20, 2007 to Oct 22, 2007 · Pittsburgh, Pa
- Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseFeb 23, 2004 to Jun 1, 2006 · Pittsburgh, Pa
Moves
a registration end followed by a registration begin elsewhere
- Oppenheimer & Co. Inc. to Confluence Financial Partnersleft Aug 20, 2021, registered Aug 18, 2021 (-2 days) · Affiliated broker-dealer or bank to independent RIA
- Huntington Financial Advisors to Oppenheimer & Co. Inc.left Apr 29, 2013, registered Jan 20, 2015 (631 days) · Other
- Walnut Street Securities, Inc. to Huntington Financial Advisorsleft Oct 22, 2007, registered Nov 8, 2007 (17 days) · Other
- Merrill Lynch, Pierce, Fenner & Smith Incorporated to Walnut Street Securities, Inc.left Jun 1, 2006, registered Jul 20, 2007 (414 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 25derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address