DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

SEC-registered adviser

Confluence Financial Partners

Independent wealth managerMcmurray, PennsylvaniaCRD 311980SEC 801-120711websiteIAPD
Legal name Confluence Wealth Services, Inc.
Latest filing Sep 15, 2026
First filing on the tape Mar 4, 2021 · 23 filings
SEC status approved since Apr 5, 2021
RAUM
$7.8B
reported, Item 5.F
Discretionary
96%
of RAUM
Private clients
95%
$7.4B individuals and HNW
Advisors
45
registered through the firm on IAPD
RAUM per advisor
$174M
derived; firm RAUM over IAPD count
Employees
71
39 advisory (5.B.1)
Offices
8
beyond the principal office
Private funds
0
reported on Schedule D
History
23 filings and snapshots on the tape
RAUM$6.8B as of Jul 30, 2026
Mar 31, 2022$2.5B then
HNW client RAUM$5.1B as of Jul 30, 2026
Mar 31, 2022$2.0B then
State-registered IARs (5.B.3)40 as of Jul 30, 2026
Mar 31, 202225 then
Employees (5.A)70 as of Jul 30, 2026
Mar 31, 202235 then
Private funds: no history
RAUM +43% over the last fiscal year+47% a year over threeIARs 36 to 40offices 7 to 8
Practice profile
derived from the filing of Sep 15, 2026; every figure names its basis
Archetypes, each a printed rule
  • HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
  • Planning-led practice · financial planning activity (5.G.1), at least 100 financial planning clients (5.H), and hourly, fixed or subscription compensation (5.E)
  • Retirement plan adviser · pension consulting activity (Item 5.G.6) and pension plans at least 25 percent of RAUM or at least 25 pension-plan clients
RAUM per advisor
$174MderivedRAUM over IAPD advisors; not a book size
Clients per advisor
114derivedindividual and HNW clients (5.D) over advisors
Average HNW client
$3.3MderivedHNW RAUM over HNW clients
Average account
$520,819derivedRAUM over accounts (5.F.2.f)
Discretionary
96%derivedof RAUM
Institutional
4.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
1.6derivedItem 5.A over advisors
Advisors per office
5.0derived9 offices incl. principal (1.F.5)
RAUM growth, one year
+25%derivedbetween the last two annual amendments
Advisor growth, one year
+11%derivedItem 5.B.3 between annual amendments
Client growth, one year
-4.0%derived
Compensation
percentage of assets, fixed feesreportedItem 5.E
Advisory activities
financial planning, portfolio management for individuals, portfolio management for businesses and institutions, pension consulting, selection of other advisersreportedItem 5.G
Financial planning clients
3,500reportedItem 5.H
Custody
$40.3M, 75 clientsreportedItem 9.A
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
  • has custody of client cash or bank accounts (9.A.1.a)
  • has custody of client securities (9.A.1.b)
  • marketing includes testimonials (5.L.1.c)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • High-net-worth individuals$6.3B81%
  • Individuals$1.1B14%
  • Pension and profit-sharing plans$237M3.0%
  • Corporations and businesses$77.0M1.0%
  • Charitable organizations$53.4M0.7%
  • State and municipal entities$20.4M0.3%
  • Investment companies$541,3300.0%
Individual clients
3,238reported
HNW clients
1,910reported
Pension plan clients
39reported
Charitable clients
7reported
Accounts
14,993reported
Financial planning clients
3,500reported
Wrap fee programs
noreported
Custody of client assets
$40.3M for 75 clientsreported
Compensation
% of AUM, fixedreported
Class basis
private_client_share=0.95 fund_share=0.0 institutional_share=0.04 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
45 on IAPD today, longest tenure first
NameBranchHere sinceIn industryPrior firms
Joseph Anthony TabakaCertified Financial PlannerSewickley, Pa Jul 2, 202126 y2
Jonathan Harper JordanMcmurray, Pa Jul 2, 202112 y2
Randall Jack HolcombeCertified Financial PlannerMcmurray, Pa Jul 2, 202112 y2
Charles Thomas ZiantsCertified Financial PlannerMcmurray, PaJul 2, 202110 y1
Katherine Mary MontagazziCertified Financial PlannerMcmurray, Pa Jul 2, 202112 y1
Morgan Christopher LeeCertified Financial PlannerMcmurray, PaJul 2, 202112 y1
Gregory Joseph WeimerCertified Financial PlannerMcmurray, PaJul 2, 202112 y1
Nicklaus Anthony ProudMcmurray, PaJul 2, 202111 y1
Loren Paul FiffikCertified Financial PlannerPittsburgh, Pa Jul 2, 202130 y3
Nathan Ryan GarciaCertified Financial PlannerSewickley, Pa Jul 2, 202125 y3
Neil Patrick RongausCertified Financial PlannerMcmurray, PaJul 2, 202123 y3
Jackson Arthur ElizondoCertified Financial PlannerMcmurray, Pa Jul 2, 202111 y1
Charles KoliasMcmurray, Pa Jul 2, 202134 y2
Zachery Steven SaundersCertified Financial PlannerMcmurray, Pa Jul 2, 202110 y1
Brandon Christopher CorlettMcmurray, Pa Jul 2, 202114 y2
Kurt Edward KimmichMcmurray, Pa Jul 6, 202133 y4
Gregory Joseph WeimerMcmurray, Pa Jul 6, 202140 y2
Brian William RipleyMcmurray, PaAug 18, 202125 y5
Melissa Alice PiroskoCertified Financial PlannerMcmurray, PaDec 9, 202123 y0
William Richard WinkelerCertified Financial Planner, Chartered Financial AnalystMcmurray, PaFeb 3, 202215 y3
Scott Michael RogowiczMcmurray, PaJun 13, 202218 y3
Kathleen Ann ThornhillPittsburgh, Pa Jul 13, 202212 y1
Sophia Cosette KannCertified Financial PlannerGrove City, Pa Oct 27, 202316 y0
Corey Eric TaylorCertified Financial Planner, Chartered Financial ConsultantMcmurray, PaNov 2, 202310 y0
Michael Thomas TouscanyCertified Financial PlannerMcmurray, PaMar 15, 202435 y2
Paul Leonard FreyCertified Financial PlannerMcmurray, PaMar 15, 202431 y1
George M EpitropoulosCertified Financial PlannerMcmurray, Pa Jun 10, 202410 y0
Matthew J KimmichCertified Financial PlannerPittsburgh, Pa Aug 24, 202412 y0
Eric William MontgomeryCertified Financial PlannerGrove City, Pa Aug 29, 202420 y2
David Oliver CashdollarCertified Financial PlannerGrove City, Pa Aug 29, 202444 y4
Steven R HykesGrove City, Pa Aug 30, 202423 y3
Timothy David CashdollarMcmurray, Pa Aug 30, 202425 y0
Barbara Louise BattinGrove City, Pa Aug 30, 202415 y0
Stephanie G BogdenMcmurray, PaNov 18, 202424 y5
Jared NicholsonMcmurray, PaApr 15, 202511 y0
Richard Jerome WingertsahnGrove City, Pa Jul 28, 202510 y1
Dylen Joseph RobertsMcmurray, PaAug 25, 202510 y0
David Anthony GraverPittsburgh, Pa Oct 15, 202521 y4
Brandon BeckMcmurray, Pa Dec 22, 202516 y7
Brody MullMcmurray, Pa Jan 29, 202623 y0
All 45 advisors at Confluence Financial Partners
Advisor movement
0 left, 4 joined in 12 months
net +4 in 12 months0 left in 90 days2 joined in 90 daysdeparture rate 0.0% of current headcount2 left over 36 months
Left, latest
Joined, latest
Every departureEvery arrival
Teams: two or more advisors moving together within fourteen days, from one state
    Teams outTeams in
    Private funds
    No private fund reported.
    Owners and control persons
    Schedule A and B, latest filing
    • Ann Kathleen Thornhill · Chief Compliance Officercontrol
      since 07/2022 · owns less than 5%
    • Joseph Gregory Weimer · Chief Executive Officer And Chaircontrol
      since 02/2021 · owns less than 5%
    • Joseph Gregory Weimer · Presidentcontrol
      since 02/2024 · owns less than 5%
    • Austin James Wilding · Vice Chaircontrol
      since 02/2024 · owns less than 5%
    • Joseph Gregory Weimer · Shareholdercontrol
      since 11/2013 · owns 50% to 75% of Confluence Financial Partners
    • Austin James Wilding · Shareholdercontrol
      since 11/2013 · owns 25% to 50% of Confluence Financial Partners
    Entity owners
    • Confluence Financial Partners · Managing Member/Shareholder
      direct · owns 75% or more
    Related persons
    Schedule D 7.A
    • Confluence Insurance Services
      real estaten
    Office movement
    IAPD branch city; joins and departures in 12 months
    OfficeAdvisorsJoinedLeftTeams outForming
    Mcmurray, Pa · principal4580
    Pittsburgh, Pa1030
    Grove City, Pa910
    Sewickley, Pa610
    Naples, Fl200
    Offices
    Schedule D 1.F, the 25 largest
    • Grove City, PA15 employees
    • Sewickley, PA6 employees
    • Pittsburgh, PA4 employees
    • Naples, FL2 employees
    • , 1 employees
    What changed
    consecutive filings, newest first
    • Accounts · 15,388 to 14,993
      Sep 2, 2026 to Sep 15, 2026
    • Advisory employees · 38 to 39
      Sep 2, 2026 to Sep 15, 2026
    • Charity clients · 71 to 7
      Sep 2, 2026 to Sep 15, 2026
    • Corporate clients · 38 to 28
      Sep 2, 2026 to Sep 15, 2026
    • HNW clients · 1,540 to 1,910
      Sep 2, 2026 to Sep 15, 2026
    • Individual clients · 3,158 to 3,238
      Sep 2, 2026 to Sep 15, 2026
    • Pension plan clients · 63 to 39
      Sep 2, 2026 to Sep 15, 2026
    • Employees · 70 to 71
      Sep 2, 2026 to Sep 15, 2026
    • Discretionary RAUM · $6.5B to $7.5B
      Sep 2, 2026 to Sep 15, 2026
    • HNW RAUM · $5.1B to $6.3B
      Sep 2, 2026 to Sep 15, 2026
    • Individual RAUM · $1.2B to $1.1B
      Sep 2, 2026 to Sep 15, 2026
    • Non-discretionary RAUM · $323M to $297M
      Sep 2, 2026 to Sep 15, 2026
    • Pension RAUM · $188M to $237M
      Sep 2, 2026 to Sep 15, 2026
    • RAUM · $6.8B to $7.8B
      Sep 2, 2026 to Sep 15, 2026
    • Financial planning clients · More than 500 to More than 500
      Jul 30, 2026 to Sep 2, 2026
    • Legal name · CONFLUENCE WEALTH SERVICES, INC. to CONFLUENCE WEALTH SERVICES, LLC
      Jul 30, 2026 to Sep 2, 2026
    • Organization form · Corporation to Limited Liability Company
      Jul 30, 2026 to Sep 2, 2026
    • Succession · false to unset
      Jul 30, 2026 to Sep 2, 2026
    • Accounts · 12,924 to 15,388
      Oct 1, 2025 to Mar 31, 2026
    • Advisory employees · 37 to 38
      Oct 1, 2025 to Mar 31, 2026
    • Charity clients · 19 to 71
      Oct 1, 2025 to Mar 31, 2026
    • Corporate clients · 47 to 38
      Oct 1, 2025 to Mar 31, 2026
    • HNW clients · 1,270 to 1,540
      Oct 1, 2025 to Mar 31, 2026
    • Individual clients · 3,624 to 3,158
      Oct 1, 2025 to Mar 31, 2026
    • Pension plan clients · 82 to 63
      Oct 1, 2025 to Mar 31, 2026
    • Assets in custody · $161M to $40.3M
      Oct 1, 2025 to Mar 31, 2026
    • Employees · 68 to 70
      Oct 1, 2025 to Mar 31, 2026
    • State-registered IARs · 36 to 40
      Oct 1, 2025 to Mar 31, 2026
    • Other offices · 7 to 8
      Oct 1, 2025 to Mar 31, 2026
    • Discretionary RAUM · $4.9B to $6.5B
      Oct 1, 2025 to Mar 31, 2026
    • HNW RAUM · $4.1B to $5.1B
      Oct 1, 2025 to Mar 31, 2026
    • Individual RAUM · $945M to $1.2B
      Oct 1, 2025 to Mar 31, 2026
    • Non-discretionary RAUM · $565M to $323M
      Oct 1, 2025 to Mar 31, 2026
    • Pension RAUM · $234M to $188M
      Oct 1, 2025 to Mar 31, 2026
    • RAUM · $5.5B to $6.8B
      Oct 1, 2025 to Mar 31, 2026
    • Accounts · 8,055 to 12,924
      Dec 11, 2024 to Apr 1, 2025
    • Advisory employees · 34 to 37
      Dec 11, 2024 to Apr 1, 2025
    • Charity clients · 11 to 19
      Dec 11, 2024 to Apr 1, 2025
    • Corporate clients · 42 to 47
      Dec 11, 2024 to Apr 1, 2025
    • HNW clients · 636 to 1,270
      Dec 11, 2024 to Apr 1, 2025
    Signals
    10 dated events
    • Confluence Financial Partners reported RAUM $6.8B, up 25% from $5.5B (2025-10-01 to 2026-03-31)
      Mar 31, 2026 · RAUM change · derived
    • Sean Stevenson left Confluence Financial Partners for Peak Financial Planning (registered 2025-09-18)
      Sep 12, 2025 · Advisor changed firm · fact
    • Brian David Stout left Confluence Financial Partners for Mma Securities Llc (registered 2026-01-08)
      Sep 12, 2025 · Advisor changed firm · fact
    • Confluence Financial Partners reported RAUM $5.5B, up 79% from $3.1B (2024-12-11 to 2025-04-01)
      Apr 1, 2025 · RAUM change · derived
    • Confluence Financial Partners reported 39 state-registered advisory representatives, up from 28 (2024-03-25 to 2024-09-04)
      Sep 4, 2024 · Advisor headcount change · derived
    • 2 advisors left Cetera Investment Advisers LLC (Grove City, PA) for Confluence Financial Partners on the same day
      Aug 29, 2024 · Team lift-out · derived
    • 2 advisors left Stifel, Nicolaus & Company, Incorporated (Pittsburgh, PA) for Confluence Financial Partners on the same day
      Apr 4, 2024 · Team lift-out · derived
    • Ann Kathleen Thornhill (Chief Compliance Officer) appeared on Schedule A of Confluence Financial Partners
      Jul 26, 2022 · Control person joined · fact
    • Katzen Abigail Mooney (Chief Compliance Officer) no longer on Schedule A of Confluence Financial Partners (listed 2022-06-23, absent 2022-07-26)
      Jul 26, 2022 · Control person left · inference
    • Confluence Financial Partners filed its initial SEC registration (Form ADV)
      Mar 4, 2021 · First SEC registration · fact
    Across DFX
    shared identifiers only, never a name match
    No identifier-backed link to the venture, private equity, family office or sponsor graphs.
    How to reach
    public business contact points only, each with its source
    Business phone
    239-422-5410reportedpublished by the firm, firm site, Sep 15, 2026
    Business phone
    412-391-0377reportedpublished by the firm, firm site, Sep 15, 2026
    Business phone
    412-391-4089reportedpublished by the firm, firm site, Sep 15, 2026
    Firm profile
    linkedin.com/company/confluence-financial-partnersreportedpublic record, Form ADV, Sep 17, 2026
    Website
    confluencefp.comreportedpublic record, Form ADV, Sep 17, 2026
    Principal office phone
    724-271-8801reportedpublic record, Form ADV, Sep 15, 2026
    Contact form
    confluencefp.com/contactreportedpublished by the firm, firm site, Sep 15, 2026
    Provenance
    Form ADV
    SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
    Advisors
    IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
    Class
    Independent wealth managerderiveda rule over Items 5.D and 7.A
    RAUM per advisor
    $174Mderivedfirm RAUM over the IAPD count; not a book size
    Loaded
    Sep 14, 2026