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Registered advisor
A••••• J••••• B••••••••
Certified Financial Planner
Feed of 09/15/2026
Also filed as A••••• J Rhodes
At current firm
1 y
since Mar 31, 2025
In the industry
20 y
since Mar 21, 2006 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- S•••••••• A••••••• L•• national BD currentsince Mar 31, 2025 · Dunwoody, Ga
- F••••••• P••••••• A•• W•••••••• A••••••• formerAug 16, 2023 to Mar 31, 2025 · Dunwoody, Ga
- M••••• S•••••• wirehouseSep 24, 2012 to Jun 26, 2023 · Columbia, Md
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseFeb 6, 2007 to Mar 21, 2012 · San Antonio, Tx
- I••••••••• P••••••••• I••• formerMar 22, 2006 to Dec 8, 2006 · San Antonio, Tx
Moves
a registration end followed by a registration begin elsewhere
- F••••••• P••••••• A•• W•••••••• A••••••• to S•••••••• A••••••• L••left Mar 31, 2025, registered Mar 31, 2025 (0 days) · corporate re-registration, not a move
- M••••• S•••••• to F••••••• P••••••• A•• W•••••••• A•••••••left Jun 26, 2023, registered Aug 16, 2023 (51 days) · Wirehouse to affiliated broker-dealer or bank
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to M••••• S••••••left Mar 21, 2012, registered Sep 24, 2012 (187 days) · Wirehouse to wirehouse
- I••••••••• P••••••••• I••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Dec 8, 2006, registered Feb 6, 2007 (60 days) · Other
Signals
- A••••• J••••• B•••••••• left M••••• S•••••• for F••••••• P••••••• A•• W•••••••• A••••••• (registered 2023-08-16)Jun 26, 2023 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 20derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address