DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Tyrone A Chaplin

Transamerica Financial Advisors, LLCBD affiliatedBowie, Mddual registrantIAPD 4276472

Feed of 09/14/2026

Also filed as Tyrone A Chaplin

At current firm

2 y

since May 7, 2024

In the industry

19 y

since Jan 26, 2007 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

Transamerica Financial Advisors, LLC BD affiliated current
since May 7, 2024 · Bowie, Md
Pruco Securities, LLC no RAUM
Apr 2, 2024 to Apr 25, 2024 · North Bethesda, Md
Transamerica Financial Advisors, LLC BD affiliated
Apr 19, 2021 to Apr 2, 2024 · Fountain Valley, Ca
Truist Advisory Services, Inc. BD affiliated
Sep 14, 2016 to Aug 23, 2018 · Silver Spring, Md
Suntrust Investment Services, Inc. former
Jun 19, 2013 to Dec 31, 2016 · Silver Spring, Md
Wells Fargo Advisors wirehouse
Jun 8, 2011 to May 24, 2013 · Columbia, Md
Msi Financial Services, Inc. former
Jan 6, 2010 to May 5, 2010 · Baltimore, Md

Moves

a registration end followed by a registration begin elsewhere

Pruco Securities, LLC to Transamerica Financial Advisors, LLC
left Apr 25, 2024, registered May 7, 2024 (12 days) · Affiliated broker-dealer or bank to another
Transamerica Financial Advisors, LLC to Pruco Securities, LLC
left Apr 2, 2024, registered Apr 2, 2024 (0 days) · Affiliated broker-dealer or bank to another
Truist Advisory Services, Inc. to Transamerica Financial Advisors, LLC
left Aug 23, 2018, registered Apr 19, 2021 (970 days) · Affiliated broker-dealer or bank to another
Suntrust Investment Services, Inc. to Truist Advisory Services, Inc.
left Dec 31, 2016, registered Sep 14, 2016 (-108 days) · corporate re-registration, not a move
Wells Fargo Advisors to Suntrust Investment Services, Inc.
left May 24, 2013, registered Jun 19, 2013 (26 days) · Other
Msi Financial Services, Inc. to Wells Fargo Advisors
left May 5, 2010, registered Jun 8, 2011 (399 days) · Other

Signals

Tyrone A Chaplin left Pruco Securities, Llc for Transamerica Financial Advisors, Llc (registered 2024-05-07)
Apr 25, 2024 · Advisor changed firm · fact
Tyrone A Chaplin left Transamerica Financial Advisors, Llc for Pruco Securities, Llc (registered 2024-04-02)
Apr 2, 2024 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 19derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address