RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J••••• M• H••••••
- N••••• I••••••••• M••••••••• B••••••• T•••• asset manager currentsince Apr 20, 2020 · Philadelphia, Pa
- D••••••• C•••••• M••••••••• A•••••••• I•• formerApr 19, 2017 to Apr 20, 2020 · Philadelphia, Pa
- B•••••••• I••••••••• M••••••••• L•• asset managerSep 7, 2007 to Jan 26, 2017 · Princeton, Nj
- T••••• I••••••••• L••• formerJan 17, 2006 to Dec 20, 2006 · Berwyn, Pa
- R••••••••• A•••• M••••••••• I••• unclassifiedOct 11, 2002 to May 11, 2004 · Radnor, Pa
- D••••••• C•••••• M••••••••• A•••••••• I•• to N••••• I••••••••• M••••••••• B••••••• T••••left Apr 20, 2020, registered Apr 20, 2020 (0 days) · corporate re-registration, not a move
- B•••••••• I••••••••• M••••••••• L•• to D••••••• C•••••• M••••••••• A•••••••• I••left Jan 26, 2017, registered Apr 19, 2017 (83 days) · Other
- T••••• I••••••••• L••• to B•••••••• I••••••••• M••••••••• L••left Dec 20, 2006, registered Sep 7, 2007 (261 days) · Other
- R••••••••• A•••• M••••••••• I••• to T••••• I••••••••• L•••left May 11, 2004, registered Jan 17, 2006 (616 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Asset manager (funds and pooled vehicles)derived
- Years in industry
- 23derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address