J••• F••••• T•••••••

• N•••••• A••••••• BD affiliated current
  since Aug 31, 2022 · New Orleans, La
• W•••• F•••• A••••••• wirehouse
  Jul 1, 2003 to Sep 6, 2022 · Jacksonville, Fl
• P••••••••• E••••• G••••• L•• unclassified
  Oct 7, 2002 to Jul 1, 2003 · Jacksonville, Fl
• M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse
  Dec 8, 2000 to Aug 23, 2002 · Jacksonville, Fl

• W•••• F•••• A••••••• to N•••••• A•••••••
  left Sep 6, 2022, registered Aug 31, 2022 (-6 days) · Wirehouse to affiliated broker-dealer or bank
• P••••••••• E••••• G••••• L•• to W•••• F•••• A•••••••
  left Jul 1, 2003, registered Jul 1, 2003 (0 days) · corporate re-registration, not a move
• M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to P••••••••• E••••• G••••• L••
  left Aug 23, 2002, registered Oct 7, 2002 (45 days) · Other

• ••• Locked
  Sep 6, 2022 · Advisor changed firm · fact

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Broker-dealer affiliated wealth managerderived

Years in industry

25derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address