RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
M•••••• R•••••• G•••••••
- C•••••• W••••• A••••••• independent RIA currentsince Feb 4, 2019 · San Diego, Ca
- R••••• F•••••••• A••••••• formerJan 12, 2012 to Feb 28, 2019 · La Mesa, Ca
- E•••• • Y•••• I••••••••• A••••••• L•• no RAUMAug 15, 2007 to Dec 1, 2011 · San Diego, Ca
- R••••• F•••••••• A••••••• to C•••••• W••••• A•••••••left Feb 28, 2019, registered Feb 4, 2019 (-24 days) · RIA to RIA · moved with a team
- E•••• • Y•••• I••••••••• A••••••• L•• to R••••• F•••••••• A•••••••left Dec 1, 2011, registered Jan 12, 2012 (42 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 25derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address