DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Shattuck Franklin Lamm

Keystone Private Wealthindependent RIAPalm Desert, Ca dual registrantIAPD 4281570

Feed of 09/15/2026

Also filed as Shad Lamm

At current firm

7 y

since Jul 18, 2019

In the industry

25 y

since May 30, 2001 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Professional profile

what the firm itself publishes, with the page it was read from

Professional profile: linkedin.com/in/shad-lamm-11a87421/?utm_source=share&utm_campaign=sharreportedadviserinfo.sec.govForm ADV Item 1.I, Sep 14, 2026

Only business contact points the firm published under its own name are shown; nothing is inferred, and personal accounts are never read. What the bio page says is printed as the firm printed it, with the sentence it came from; years are the firm’s claim, not a count of registrations.

Registration history

IAPD current and previous registrations

Keystone Private Wealth independent RIA current
since Jul 18, 2019 · Palm Desert, Ca
Cypress Wealth Services, LLC independent RIA
Jul 18, 2017 to Apr 19, 2021 · Palm Desert, Ca
Integrated Wealth Management, Inc. former
May 5, 2014 to Dec 31, 2017 · Palm Desert, Ca
Morgan Stanley wirehouse
Jun 1, 2009 to May 7, 2014 · Indian Wells, Ca
Morgan Stanley & Co. LLC unclassified
Sep 12, 2008 to Jun 1, 2009 · Palm Desert, Ca
Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse
Jun 13, 2001 to Sep 15, 2008 · Indian Wells, Ca

Moves

a registration end followed by a registration begin elsewhere

Cypress Wealth Services, LLC to Keystone Private Wealth
left Apr 19, 2021, registered Jul 18, 2019 (-641 days) · RIA to RIA
Integrated Wealth Management, Inc. to Cypress Wealth Services, LLC
left Dec 31, 2017, registered Jul 18, 2017 (-166 days) · Other · moved with a team
Morgan Stanley to Integrated Wealth Management, Inc.
left May 7, 2014, registered May 5, 2014 (-2 days) · Other
Morgan Stanley & Co. LLC to Morgan Stanley
left Jun 1, 2009, registered Jun 1, 2009 (0 days) · corporate re-registration, not a move
Merrill Lynch, Pierce, Fenner & Smith Incorporated to Morgan Stanley & Co. LLC
left Sep 15, 2008, registered Sep 12, 2008 (-3 days) · Other

Signals

Shattuck Franklin Lamm, registered through Keystone Private Wealth (Panama City Beach, FL), is a direct owner of Hoainvest LLC, an adviser first registered 2026-08-11; in 2023-2025, 164 of 330 such owners registered at this class of firm moved to the new adviser within a year, median 92 days after the filing
Aug 11, 2026 · Owner of a newly registered adviser · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 25derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address