RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
S•••••• O••• H••••••
- S•••••• H•••••• I••••••••• A••••••• L•• state registered currentsince Nov 7, 2018 · Upper Arlington, Oh
- S•••••••• I••••••••• N•••• I••• state registeredFeb 1, 2016 to Aug 27, 2018 · Upper Arlington, Oh
- N••••••••• S••••••••• L•• no RAUMJan 25, 2013 to Feb 18, 2014 · Grandview Heights, Oh
- K••••• A•••••••• I••• BD affiliatedApr 29, 2008 to Dec 31, 2009 · Upper Arlington, Fl
- S•••••••• I••••••••• N•••• I••• to S•••••• H•••••• I••••••••• A••••••• L••left Aug 27, 2018, registered Nov 7, 2018 (72 days) · Other
- N••••••••• S••••••••• L•• to S•••••••• I••••••••• N•••• I•••left Feb 18, 2014, registered Feb 1, 2016 (713 days) · Other
- K••••• A•••••••• I••• to N••••••••• S••••••••• L••left Dec 31, 2009, registered Jan 25, 2013 (1121 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 25derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address