DFX Intelligence
The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.
Registered advisor
B•••• J•••• D•••
Certified Financial Planner
Feed of 09/14/2026
Also filed as B•••• J• D•••
At current firm
11 y
since Feb 10, 2015
In the industry
25 y
since Jan 30, 2001 (earliest exam, job or registration)
Prior registered firms
5
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- S••••• W••••• A•••••••• I••• no RAUM currentsince Feb 10, 2015 · Orlando, Fl
- T• A••••••••• I••••••••• M••••••••• L•• formerMay 28, 2009 to Jul 1, 2010 · Orlando, Fl
- T• A••••••••• I••• formerMay 19, 2009 to Jul 1, 2010 · Winter Park, Fl
- W•••• F•••• A••••••• wirehouseMar 13, 2007 to Apr 30, 2009 · Orlando, Fl
- T• A••••••••• I••••••••• M••••••••• L•• formerApr 25, 2006 to Dec 20, 2006 · Birmngham, Al
- T• A••••••••• I••• formerAug 28, 2003 to Dec 20, 2006 · Birmingham, Al
Moves
a registration end followed by a registration begin elsewhere
- T• A••••••••• I••••••••• M••••••••• L•• to S••••• W••••• A•••••••• I•••left Jul 1, 2010, registered Feb 10, 2015 (1685 days) · Other
- T• A••••••••• I••• to T• A••••••••• I••••••••• M••••••••• L••left Jul 1, 2010, registered May 28, 2009 (-399 days) · channel change inside one enterprise, not a move
- W•••• F•••• A••••••• to T• A••••••••• I•••left Apr 30, 2009, registered May 19, 2009 (19 days) · Wirehouse to a newly registered adviser (no RAUM reported yet)
- T• A••••••••• I••••••••• M••••••••• L•• to W•••• F•••• A•••••••left Dec 20, 2006, registered Mar 13, 2007 (83 days) · Other
- T• A••••••••• I••• to T• A••••••••• I••••••••• M••••••••• L••left Dec 20, 2006, registered Apr 25, 2006 (-239 days) · channel change inside one enterprise, not a move
Signals
No dated event on this person.
Transition signalsWhat these will draw onThe observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves.Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- No RAUM reportedderived
- Years in industry
- 25derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address