RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
- W•••• F•••• A••••••• wirehouse currentsince Oct 16, 2015 · Dallas, Tx
- M••••• S•••••• wirehouseJul 28, 2011 to Oct 20, 2015 · Dallas, Tx
- W•• A•••••••• L• formerJan 23, 2004 to Aug 1, 2011 · Dallas, Tx
- W•• I••••••••• I••• unclassifiedApr 3, 2003 to Oct 16, 2007 · Dallas, Tx
- A• G• E•••••• • S•••• I••• unclassifiedJan 6, 2003 to Apr 8, 2003 · Addison, Tx
- M••••• S•••••• to W•••• F•••• A•••••••left Oct 20, 2015, registered Oct 16, 2015 (-4 days) · Wirehouse to wirehouse
- W•• A•••••••• L• to M••••• S••••••left Aug 1, 2011, registered Jul 28, 2011 (-4 days) · Other
- W•• I••••••••• I••• to W•• A•••••••• L•left Oct 16, 2007, registered Jan 23, 2004 (-1362 days) · Other
- A• G• E•••••• • S•••• I••• to W•• I••••••••• I•••left Apr 8, 2003, registered Apr 3, 2003 (-5 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 25derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address