M•••••• J••••• K••••

• R•••••• J•••• • A••••••••• I••• national BD current
  since Jun 12, 2023 · Mcallen, Tx
• M••••• S•••••• wirehouse
  Sep 23, 2013 to Jun 16, 2023 · Mcallen, Tx
• W•••• F•••• A••••••• wirehouse
  Jan 1, 2008 to Sep 24, 2013 · Mcallen, Tx
• A• G• E•••••• • S•••• I••• unclassified
  Jul 3, 2002 to Jan 1, 2008 · Mcallen, Tx

• M••••• S•••••• to R•••••• J•••• • A••••••••• I•••
  left Jun 16, 2023, registered Jun 12, 2023 (-4 days) · Wirehouse to affiliated broker-dealer or bank
• W•••• F•••• A••••••• to M••••• S••••••
  left Sep 24, 2013, registered Sep 23, 2013 (-1 days) · Wirehouse to wirehouse
• A• G• E•••••• • S•••• I••• to W•••• F•••• A•••••••
  left Jan 1, 2008, registered Jan 1, 2008 (0 days) · corporate re-registration, not a move

• ••• Locked
  Jun 16, 2023 · Advisor changed firm · fact

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

National broker-dealer RIAderived

Years in industry

25derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address