DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

P•••• B• L••••

L•• F•••••••• L••BD affiliatedCoral Gables, Fl dual registrantIAPD 4289195

Feed of 09/15/2026

At current firm

6 y

since May 4, 2020

In the industry

25 y

since Dec 8, 2000 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S65, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

L•• F•••••••• L•• BD affiliated current
since May 4, 2020 · Coral Gables, Fl
N••••••••• S••••••••• L•• no RAUM
Aug 1, 2008 to May 4, 2020 · Jupiter, Fl
1••• C•••••• M••••••••• C•••••• unclassified
Apr 27, 2005 to Aug 1, 2008 · Tequesta, Fl
G•••••••• F••••••••• I•• unclassified
Apr 28, 2004 to Apr 19, 2005 · Palm Beach Gardens, Fl
W•••• F•••• A••••••• wirehouse
Dec 8, 2000 to Jan 2, 2004 · Palm Beach Gardens, Fl

Moves

a registration end followed by a registration begin elsewhere

N••••••••• S••••••••• L•• to L•• F•••••••• L••
left May 4, 2020, registered May 4, 2020 (0 days) · Other
1••• C•••••• M••••••••• C•••••• to N••••••••• S••••••••• L••
left Aug 1, 2008, registered Aug 1, 2008 (0 days) · corporate re-registration, not a move
G•••••••• F••••••••• I•• to 1••• C•••••• M••••••••• C••••••
left Apr 19, 2005, registered Apr 27, 2005 (8 days) · Other
W•••• F•••• A••••••• to G•••••••• F••••••••• I••
left Jan 2, 2004, registered Apr 28, 2004 (117 days) · Other

Signals

No dated event on this person.

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 25derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address