DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Scott Kristofer Patterson
Feed of 09/14/2026
At current firm
0 y
since Mar 2, 2026
In the industry
25 y
since Jul 19, 2001 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- Janney Montgomery Scott LLC BD affiliated currentsince Mar 2, 2026 · Hunt Valley, Md
- Raymond James & Associates, Inc. national BDJul 20, 2011 to Mar 3, 2026 · Timonium, Md
- Wells Fargo Advisors wirehouseJan 1, 2008 to Jul 21, 2011 · Baltimore, Md
- A. G. Edwards & Sons, Inc. unclassifiedSep 20, 2005 to Jan 1, 2008 · Baltimore, Md
- Legg Mason Wood Walker, Incorporated unclassifiedAug 2, 2001 to May 31, 2005 · Baltimore, Md
Moves
a registration end followed by a registration begin elsewhere
- Raymond James & Associates, Inc. to Janney Montgomery Scott LLCleft Mar 3, 2026, registered Mar 2, 2026 (-1 days) · Affiliated broker-dealer or bank to another
- Wells Fargo Advisors to Raymond James & Associates, Inc.left Jul 21, 2011, registered Jul 20, 2011 (-1 days) · Wirehouse to affiliated broker-dealer or bank
- A. G. Edwards & Sons, Inc. to Wells Fargo Advisorsleft Jan 1, 2008, registered Jan 1, 2008 (0 days) · corporate re-registration, not a move
- Legg Mason Wood Walker, Incorporated to A. G. Edwards & Sons, Inc.left May 31, 2005, registered Sep 20, 2005 (112 days) · Other
Signals
- Scott Kristofer Patterson left Raymond James & Associates, Inc. for Janney Montgomery Scott Llc (registered 2026-03-02)Mar 3, 2026 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 25derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address