RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
P•••• A•••• O••••
- C•••••• C••••• G••••• I••• no RAUM currentsince Apr 25, 2013 · Los Angeles, Ca
- C••••••• M••••••••• I••••••••• A•••••••• L•• asset managerMay 1, 2010 to Feb 16, 2012 · Minneapolis, Mn
- B••• A•••••••• L•• formerJan 25, 2006 to May 1, 2010 · Boston, Ma
- C•••• I••••••••• S••••••• C•••• formerJan 23, 2003 to Oct 26, 2005 · New York City, Ny
- C••••••• M••••••••• I••••••••• A•••••••• L•• to C•••••• C••••• G••••• I•••left Feb 16, 2012, registered Apr 25, 2013 (434 days) · Other
- B••• A•••••••• L•• to C••••••• M••••••••• I••••••••• A•••••••• L••left May 1, 2010, registered May 1, 2010 (0 days) · corporate re-registration, not a move
- C•••• I••••••••• S••••••• C•••• to B••• A•••••••• L••left Oct 26, 2005, registered Jan 25, 2006 (91 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- No RAUM reportedderived
- Years in industry
- 25derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address