RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
M•••••• J••• F•••••
- F•• W••••• P•••••••• I••• independent RIA currentsince Nov 15, 2022 · Leawood, Ks
- L•• F•••••••• L•• BD affiliatedJul 18, 2011 to Aug 1, 2013 · Depew, Ny
- A••••• A•• P••••••• S••••••• BD affiliatedAug 18, 2008 to Jun 27, 2011 · Amherst, Ny
- L•• F•••••••• L•• to F•• W••••• P•••••••• I•••left Aug 1, 2013, registered Nov 15, 2022 (3393 days) · Other
- A••••• A•• P••••••• S••••••• to L•• F•••••••• L••left Jun 27, 2011, registered Jul 18, 2011 (21 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 18derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address