RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
M•••••• W•••• S••••••
- R•••••• J•••• • A••••••••• I••• national BD currentsince Jan 13, 2026 · Pensacola, Fl
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliatedNov 7, 2014 to Jan 12, 2026 · Pensacola, Fl
- M••••• S•••••• wirehouseMay 10, 2011 to Nov 6, 2014 · Pensacola, Fl
- C••••• I••••••••• S••••••• L•• formerApr 4, 2007 to May 9, 2011 · Destin, Fl
- R•••••• J•••• F•••••••• S•••••••• I••• unclassifiedJul 15, 2004 to Apr 9, 2007 · Pensacola, Fl
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• to R•••••• J•••• • A••••••••• I•••left Jan 12, 2026, registered Jan 13, 2026 (1 days) · Affiliated broker-dealer or bank to another · moved with a team
- M••••• S•••••• to R•••••• J•••• F•••••••• S••••••• A•••••••• I••left Nov 6, 2014, registered Nov 7, 2014 (1 days) · Other
- C••••• I••••••••• S••••••• L•• to M••••• S••••••left May 9, 2011, registered May 10, 2011 (1 days) · Other
- R•••••• J•••• F•••••••• S•••••••• I••• to C••••• I••••••••• S••••••• L••left Apr 9, 2007, registered Apr 4, 2007 (-5 days) · Other
- M•••••• W•••• S•••••• left R•••••• J•••• F•••••••• S••••••• A•••••••• I•• for R•••••• J•••• • A••••••••• I••• (registered 2026-01-13)Jan 12, 2026 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 25derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address