DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Ryan Patrick Buchan
Feed of 09/14/2026
Also filed as Ryan Buchan Patrick
At current firm
14 y
since Jun 22, 2012
In the industry
25 y
since Mar 1, 2001 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Bok Financial Advisors BD affiliated currentsince Jun 22, 2012 · Tulsa, Ok
- J.P. Morgan Securities LLC wirehouseOct 25, 2010 to May 15, 2012 · Chicago, Il
- UBS Financial Services Inc. wirehouseJan 30, 2009 to Nov 1, 2010 · Chicago, Il
- Banc Of America Investment Services, Inc. unclassifiedAug 18, 2003 to Feb 4, 2009 · Chicago, Il
- Banc Of America Securities LLC unclassifiedJan 24, 2002 to Aug 20, 2003 · Chicago, Il
Moves
a registration end followed by a registration begin elsewhere
- J.P. Morgan Securities LLC to Bok Financial Advisorsleft May 15, 2012, registered Jun 22, 2012 (38 days) · Other
- UBS Financial Services Inc. to J.P. Morgan Securities LLCleft Nov 1, 2010, registered Oct 25, 2010 (-7 days) · Wirehouse to wirehouse
- Banc Of America Investment Services, Inc. to UBS Financial Services Inc.left Feb 4, 2009, registered Jan 30, 2009 (-5 days) · Other
- Banc Of America Securities LLC to Banc Of America Investment Services, Inc.left Aug 20, 2003, registered Aug 18, 2003 (-2 days) · corporate re-registration, not a move
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 25derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address