DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

C••••••••• E••••• C•••••

C••••• I••••••••• A••••••• L••BD affiliatedWestampton, Nj dual registrantIAPD 4296666

Feed of 09/15/2026

Also filed as C••••••••• C•••••

At current firm

0 y

since Feb 1, 2026

In the industry

21 y

since Sep 27, 2004 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

C••••• I••••••••• A••••••• L•• BD affiliated current
since Feb 1, 2026 · Cherry Hill, Nj
U••••• P•••••••• F•••••••• S••••••• O• A•••••• A• L•••••• P•••••• independent RIA
Dec 8, 2021 to Jun 12, 2025 · Scottsdale, Az
A• W••••• M••••••••• L•• BD affiliated
Nov 19, 2020 to Dec 6, 2021 · Marlton, Nj
T•••••••• L•• former
Apr 14, 2020 to Oct 14, 2020 · Westampton, Nj
L•••••• F•••••••• D••••••••• I••• unclassified
Nov 8, 2006 to Mar 17, 2008 · Radnor, Pa
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse
Sep 28, 2004 to Aug 18, 2006 · Moorestown, Nj

Moves

a registration end followed by a registration begin elsewhere

U••••• P•••••••• F•••••••• S••••••• O• A•••••• A• L•••••• P•••••• to C••••• I••••••••• A••••••• L••
left Jun 12, 2025, registered Feb 1, 2026 (234 days) · RIA to affiliated broker-dealer or bank
A• W••••• M••••••••• L•• to U••••• P•••••••• F•••••••• S••••••• O• A•••••• A• L•••••• P••••••
left Dec 6, 2021, registered Dec 8, 2021 (2 days) · Affiliated broker-dealer or bank to independent RIA
T•••••••• L•• to A• W••••• M••••••••• L••
left Oct 14, 2020, registered Nov 19, 2020 (36 days) · RIA to RIA
L•••••• F•••••••• D••••••••• I••• to T•••••••• L••
left Mar 17, 2008, registered Apr 14, 2020 (4411 days) · Other
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to L•••••• F•••••••• D••••••••• I•••
left Aug 18, 2006, registered Nov 8, 2006 (82 days) · Other

Signals

C••••••••• E••••• C••••• left U••••• P•••••••• F•••••••• S••••••• O• A•••••• A• L•••••• P•••••• for C••••• I••••••••• A••••••• L•• (registered 2026-02-01)
Jun 12, 2025 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 21derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address