R••••• D•••••

T• P•••••• C••••• W••••• L••BD affiliatedMarlton, Nj dual registrantIAPD 4297389

Feed of 09/14/2026

Also filed as B•• D••••••••• D••••••••• L• D••••••••• D••••••••• L•••• D•••••

At current firm

4 y

since Jul 13, 2022

In the industry

24 y

since Oct 15, 2001 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

T• P•••••• C••••• W••••• L•• BD affiliated current
since Jul 13, 2022 · Bernardsville, Nj
W•••• F•••• A••••••• wirehouse
Dec 3, 2020 to Jul 15, 2022 · Colts Neck, Nj
P•• W••••• M••••••••• BD affiliated
Aug 31, 2015 to Dec 6, 2018 · Red Bank, Nj

Moves

a registration end followed by a registration begin elsewhere

W•••• F•••• A••••••• to T• P•••••• C••••• W••••• L••
left Jul 15, 2022, registered Jul 13, 2022 (-2 days) · Wirehouse to affiliated broker-dealer or bank
P•• W••••• M••••••••• to W•••• F•••• A•••••••
left Dec 6, 2018, registered Dec 3, 2020 (728 days) · Affiliated broker-dealer or bank to wirehouse

Signals

••• Locked
Jul 15, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 24derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address