DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
David Sean Gillimore
Feed of 09/14/2026
Also filed as David S. Gillimore
At current firm
4 y
since Mar 18, 2022
In the industry
24 y
since May 23, 2002 (earliest exam, job or registration)
Prior registered firms
9
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- Liberty Wealth Management, LLC independent RIA currentsince Mar 18, 2022 · Oakland, Ca
- Emerson Equity LLC BD affiliatedMay 3, 2016 to Mar 9, 2022 · Palm Springs, Ca
- Td Ameritrade Investment Management, LLC formerJul 13, 2010 to Jul 7, 2014 · San Francisco, Ca
- Td Ameritrade, Inc. formerJul 13, 2010 to Jul 7, 2014 · San Francisco, Ca
- Td Ameritrade Investment Management, LLC formerSep 25, 2008 to Jul 7, 2010 · San Francisco, Ca
- Td Ameritrade, Inc. formerSep 25, 2008 to Jul 7, 2010 · San Francisco, Ca
- Wells Fargo Investments, LLC unclassifiedMar 8, 2007 to Sep 23, 2008 · Danville, Ca
- U.S. Bancorp Investments, Inc. formerOct 4, 2005 to Mar 8, 2007 · San Francisco, Ca
- Citicorp Investment Services unclassifiedApr 7, 2004 to Aug 2, 2005 · San Francisco, Ca
- Ameriprise Financial Services, LLC national BDMay 24, 2002 to Aug 19, 2002 · Los Angeles, Ca
Moves
a registration end followed by a registration begin elsewhere
- Emerson Equity LLC to Liberty Wealth Management, LLCleft Mar 9, 2022, registered Mar 18, 2022 (9 days) · Affiliated broker-dealer or bank to independent RIA
- Td Ameritrade Investment Management, LLC to Td Ameritrade, Inc.left Jul 7, 2014, registered Jul 13, 2010 (-1455 days) · Other
- Td Ameritrade, Inc. to Td Ameritrade Investment Management, LLCleft Jul 7, 2014, registered Jul 13, 2010 (-1455 days) · channel change inside one enterprise, not a move
- Td Ameritrade, Inc. to Td Ameritrade Investment Management, LLCleft Jul 7, 2010, registered Sep 25, 2008 (-650 days) · Other
- Td Ameritrade Investment Management, LLC to Td Ameritrade, Inc.left Jul 7, 2010, registered Sep 25, 2008 (-650 days) · channel change inside one enterprise, not a move
- Wells Fargo Investments, LLC to Td Ameritrade, Inc.left Sep 23, 2008, registered Sep 25, 2008 (2 days) · Other
- U.S. Bancorp Investments, Inc. to Wells Fargo Investments, LLCleft Mar 8, 2007, registered Mar 8, 2007 (0 days) · Other
- Citicorp Investment Services to U.S. Bancorp Investments, Inc.left Aug 2, 2005, registered Oct 4, 2005 (63 days) · Other
- Ameriprise Financial Services, LLC to Citicorp Investment Servicesleft Aug 19, 2002, registered Apr 7, 2004 (597 days) · Other
Signals
- David Sean Gillimore left Emerson Equity Llc for Liberty Wealth Management, Llc (registered 2022-03-18)Mar 9, 2022 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 24derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address