RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
T•••• T••••• F••••
- E•• A••••••• BD affiliated currentsince Nov 1, 2017 · Apple Valley, Mn
- V••• F•••••••• A•••••••• I••• BD affiliatedJun 3, 2010 to Oct 30, 2017 · Edina, Mn
- W•••• F•••• I••••••••• L•• unclassifiedMar 11, 2005 to Jun 7, 2010 · Minneapolis, Mn
- A••••••••• F•••••••• S•••••••• L•• national BDAug 14, 2002 to Mar 2, 2005 · Minneapolis, Mn
- V••• F•••••••• A•••••••• I••• to E•• A•••••••left Oct 30, 2017, registered Nov 1, 2017 (2 days) · Other
- W•••• F•••• I••••••••• L•• to V••• F•••••••• A•••••••• I•••left Jun 7, 2010, registered Jun 3, 2010 (-4 days) · Other
- A••••••••• F•••••••• S•••••••• L•• to W•••• F•••• I••••••••• L••left Mar 2, 2005, registered Mar 11, 2005 (9 days) · Other
- T•••• T••••• F•••• added a WY registration at E•• A•••••••Sep 16, 2026 · New state registration · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 25derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address