N•••• I••••• M•••••••

• U•• F•••••••• S••••••• I••• wirehouse current
  since Nov 1, 2013 · Greenwich, Ct
• U•• F•••••••• S••••••• I••• wirehouse
  Oct 16, 2008 to May 7, 2012 · Stamford, Ct
• J••••• M••••••••• S•••• L•• BD affiliated
  Jan 27, 2006 to Sep 30, 2008 · Darien, Ct
• W•••• F•••• A••••••• wirehouse
  Jul 21, 2003 to May 14, 2004 · Hartsdale, Ny
• U•• F•••••••• S••••••• I••• wirehouse
  Jun 16, 2003 to Jul 21, 2003 · Stamford, Ct

• J••••• M••••••••• S•••• L•• to U•• F•••••••• S••••••• I•••
  left Sep 30, 2008, registered Oct 16, 2008 (16 days) · Other
• W•••• F•••• A••••••• to J••••• M••••••••• S•••• L••
  left May 14, 2004, registered Jan 27, 2006 (623 days) · Other
• U•• F•••••••• S••••••• I••• to W•••• F•••• A•••••••
  left Jul 21, 2003, registered Jul 21, 2003 (0 days) · Wirehouse to wirehouse

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Wirehousederived

Years in industry

23derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address