DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Carole Burns
Feed of 09/14/2026
Also filed as Carole Ann Lambroschino
At current firm
0 y
since Jun 17, 2026
In the industry
24 y
since Mar 20, 2002 (earliest exam, job or registration)
Prior registered firms
5
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- Raymond James & Associates, Inc. national BD currentsince Jun 17, 2026 · Westlake, Oh
- Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseOct 25, 2021 to Jun 15, 2026 · Vienna, Va
- Citizens Securities, Inc. BD affiliatedAug 27, 2020 to Aug 26, 2021 · Bay Village, Oh
- Pnc Capital Advisors LLC otherAug 8, 2014 to Nov 18, 2019 · Cleveland, Oh
- Pnc Wealth Management BD affiliatedJun 6, 2011 to Aug 5, 2014 · Cleveland, Oh
- Natcity Investments, Inc. unclassifiedJul 28, 2008 to Oct 30, 2009 · Cleveland, Oh
Moves
a registration end followed by a registration begin elsewhere
- Merrill Lynch, Pierce, Fenner & Smith Incorporated to Raymond James & Associates, Inc.left Jun 15, 2026, registered Jun 17, 2026 (2 days) · Wirehouse to affiliated broker-dealer or bank
- Citizens Securities, Inc. to Merrill Lynch, Pierce, Fenner & Smith Incorporatedleft Aug 26, 2021, registered Oct 25, 2021 (60 days) · Affiliated broker-dealer or bank to wirehouse
- Pnc Capital Advisors LLC to Citizens Securities, Inc.left Nov 18, 2019, registered Aug 27, 2020 (283 days) · Other
- Pnc Wealth Management to Pnc Capital Advisors LLCleft Aug 5, 2014, registered Aug 8, 2014 (3 days) · Other
- Natcity Investments, Inc. to Pnc Wealth Managementleft Oct 30, 2009, registered Jun 6, 2011 (584 days) · Other
Signals
- Carole Burns left Merrill Lynch, Pierce, Fenner & Smith Incorporated for Raymond James & Associates, Inc. (registered 2026-06-17)Jun 15, 2026 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 24derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address